| 08-02435 | 03/18/2009 | Claimant(s): William Young
Claimant Lawyers(s): William A. Young
Respondent(s): Alfred Oliva, Harmony Executions
Respondent Lawyers(s): Alfred J. Oliva
Arbitrator(s): Catherine Ladnier
Hearing Site: New York, NY
| | |
| 08-03100 | 03/18/2009 | Claimant(s): Jay Ryckman
Claimant Lawyers(s): Jay H. Ryckman
Respondent(s): Joseph Stevens & Co..
Respondent Lawyers(s): Michael C. Farkas
Arbitrator(s): Irene C. Warshauer
Hearing Site: New York, NY
|  | $233 |
| 07-00130 | 03/17/2009 | Claimant(s): Duane Winchester, Fahrudin Sinanaj, John Suh, Tyre Newsome
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): Maxim Group LLC
Respondent Lawyers(s): Lawrence R. Sandak
Arbitrator(s): Hilary B. Miller, Mary Noe, Keith Roberts
Hearing Site: New York, NY
| | |
| 08-03461 | 03/12/2009 | Claimant(s): Anthony Antonucci
Claimant Lawyers(s): Anthony Antonucci
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
| | $1,638 |
| 08-03000 | 03/11/2009 | Claimant(s): Andrew Tressler, Anthony Graziano, Derek Rehill, Todd Aitken, NoCoa Corporation
Claimant Lawyers(s): Andrew Tressler, Anthony Graziano, Derek Rehill, Nocoa Corporation, Todd Aitken
Respondent(s): David Carter
Respondent Lawyers(s): DAVID I CARTER
Arbitrator(s): John A. Astorina
Hearing Site: New York, NY
| | |
| 08-02735 | 03/11/2009 | Claimant(s): Dov Elfanbaum & Deborah Elfanbaum JTWROS
Claimant Lawyers(s): Dov Elfanbaum
Respondent(s): Caldwell International Securities
Respondent Lawyers(s): Lennie S. Freiman
Arbitrator(s): Brian J. Burstin
Hearing Site: New York, NY
| | $425 |
| 08-03259 | 03/11/2009 | Claimant(s): Boundles Enterprises
Claimant Lawyers(s): Solomon Henner
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Charles Kleinbaum
Hearing Site: New York, NY
| | $0 |
| 07-00345 | 03/10/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Warren Rockmacher
Respondent Lawyers(s): Warren M. Rockmacher
Arbitrator(s): Mark D. Quinn, Charles L. Henderson, Allan N. Taffet
Hearing Site: New York, NY
| | |
| 08-00476 | 03/05/2009 | Claimant(s): Eileen Valentino-Condon
Claimant Lawyers(s): Brett D. Sherman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Douglas H. Wigdor
Arbitrator(s): Carol E. Weir, Saul Scheier, Mae A. Brudner
Hearing Site: New York, NY
| | |
| 07-03282 | 03/03/2009 | Claimant(s): Joseph Stevens & Company.
Claimant Lawyers(s): Seth Huberman
Respondent(s): Henry Sanabria, John Sideris, Joseph Blocken, Louis Scalise, Mark Dalcollo, Renatto Cornejo, Thomas Gallagher, Vincent Trapozzano
Respondent Lawyers(s): Henry Sanabria, John Chris Sideris, Joseph Blocken, Louis Peter Scalise, Mark Dalcollo, Renatto Antonino Cornejo, Thomas Ranger Gallagher, Vincent Manuel Trapozzano
Arbitrator(s): Daniel B. Berkson, Jeffrey F. Friedman, Mark A. Egert
Hearing Site: New York, NY
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