Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-02940 | 10/03/2018 | Claimant(s): David Dunn Claimant Lawyers(s): Mark E. Flagel Respondent(s): Dominic Rota, Sean Lanci, Caldwell International Securities Respondent Lawyers(s): Dominic Paul Rota, Paul Jacobs, Sean Francis Lanci Arbitrator(s): Jack A. Helms Hearing Site: Tampa, FL |  | $210,000 |
| 08-02735 | 03/11/2009 | Claimant(s): Dov Elfanbaum & Deborah Elfanbaum JTWROS Claimant Lawyers(s): Dov Elfanbaum Respondent(s): Caldwell International Securities Respondent Lawyers(s): Lennie S. Freiman Arbitrator(s): Brian J. Burstin Hearing Site: New York, NY | | $425 |