Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-02940 | 10/03/2018 | Claimant(s): David Dunn Claimant Lawyers(s): Mark E. Flagel Respondent(s): Dominic Rota, Sean Lanci, Caldwell International Securities Respondent Lawyers(s): Dominic Paul Rota, Paul Jacobs, Sean Francis Lanci Arbitrator(s): Jack A. Helms Hearing Site: Tampa, FL |  | $210,000 |
| 11-04652 | 05/03/2013 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David S. Markun Respondent(s): Paul Jacobs Respondent Lawyers(s): Paul Joseph Jacobs Arbitrator(s): Christine L. Stetson Hearing Site: Houston, TX |