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FINRA Awards for Mark E. Flagel

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0294010/03/2018Claimant(s): David Dunn
Claimant Lawyers(s): Mark E. Flagel
Respondent(s): Dominic Rota, Sean Lanci, Caldwell International Securities
Respondent Lawyers(s): Dominic Paul Rota, Paul Jacobs, Sean Francis Lanci
Arbitrator(s): Jack A. Helms
Hearing Site: Tampa, FL
Checkmark Icon$210,000

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