| 08-02315 | 06/03/2009 | Claimant(s): Nicholas S. Orlando & Michelle Orlando
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Citigroup Global Markets., Joseph Reap
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Kinchen C. Bizzell, James S. Hazard, Harrison Johnson
Hearing Site: New York, NY
|  | $60,000 |
| 08-03288 | 06/01/2009 | Claimant(s): Edward Levy
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Trident Partners Ltd.
Respondent Lawyers(s): William Quigley
Arbitrator(s): Alun Hywel Jones
Hearing Site: New York, NY
| | |
| 07-02662 | 05/29/2009 | Claimant(s): Murphy & Durieu
Claimant Lawyers(s): James M. Moriarty
Respondent(s): Cindy Dodeles, David Dodeles, J.P. Morgan Securities, Louis Cesario, RBC Capital Markets Corporation, Hamershlag, Dodeles & Co., Penson Financial Services.
Respondent Lawyers(s): Cindy Dodeles, David S. Richan, Gene L. Small, Ivan Dodeles, Joseph F. Keenan, Louis Cesario
Arbitrator(s): David S. Billet, Robert Pincus, Anthony J. Raimondi
Hearing Site: New York, NY
| | |
| 08-00636 | 05/22/2009 | Claimant(s): Antoine Katbe
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Nicholas Buonocore, Olympia Asset Management, Ltd.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Ernest Fanwick, Alvin Green, Lawrence B. Schiffman
Hearing Site: New York, NY
| | $49,243 |
| 08-03031 | 05/21/2009 | Claimant(s): Andrew Tressler, Anthony Graziano, Derek Rehill, Todd Aitken, NoCoa Corporation
Claimant Lawyers(s): Andrew Jonathan Tressler
Respondent(s): Carl Giangrande
Respondent Lawyers(s): Carl Anthony Giangrande
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY
| | |
| 08-04998 | 05/21/2009 | Claimant(s): Eric Rosenfeld
Claimant Lawyers(s): Eric R Rosenfeld
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
| | $6,016 |
| 08-00449 | 05/20/2009 | Claimant(s): Gordon Levey
Claimant Lawyers(s): Michael Schwartzberg
Respondent(s): Barret Naylor, Douglas Lowey, Brownstone Investment Group
Respondent Lawyers(s): Eric B. Fisher, Michael H. Ference
Arbitrator(s): Hugh N. Fryer, Peter A. Goldman, Michael F. Spellman
Hearing Site: New York, NY
| | |
| 08-00003 | 05/19/2009 | Claimant(s): Irene Ng
Claimant Lawyers(s): Anthony M. Abraham
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Scott Clark
Respondent Lawyers(s): Julianne L. Peck, Ronald C. Minkoff
Arbitrator(s): Lucienne Carasso Bulow, Frank Irizarry, Bruce K. Isenberg
Hearing Site: New York, NY
| | |
| 09-01732 | 05/19/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Michael J. DiMattia
Respondent(s): Jeremy Donefer, John Pasacreta, John Rotando, Jordan Samelson, Morgan Stanley & Co.
Respondent Lawyers(s): John Greco, Philip J. Campisi
Arbitrator(s): Barbara J. Glenns, Melvin S. Slade, Aaron Tyk
Hearing Site: New York, NY
| | |
| 08-00338 | 05/12/2009 | Claimant(s): Saquana Fowler
Claimant Lawyers(s): Paul Radvany
Respondent(s): Damascus Lee, Ian Bynoe
Respondent Lawyers(s): Damascus Isaiha Lee, 08R0934, Ian Bynoe, 07R4821
Arbitrator(s): Leah G. Rabinowitz, Joan M. Traub, John Murray Carroll
Hearing Site: New York, NY
| | $74,438 |
