| 10-01487 | 06/21/2011 | Claimant(s): Jeffrey Kaufman
Claimant Lawyers(s): Romeo Salta
Respondent(s): Benny Lorenzo, Craig Kaufman, Gerard Durkin, Kenneth Gurrola, Robert Kaufman, Susan Kaufman, Kaufman Bros.
Respondent Lawyers(s): Jason Habinsky
Arbitrator(s): William Wong, Alida D. Camp, John F. Duane
Hearing Site: New York, NY
| | |
| 10-03192 | 06/16/2011 | Claimant(s): John Gramins
Claimant Lawyers(s): Mark E. Ruddy
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Gayle S. Sanders, Carolyn A. Mann, Jeffrey P. Bachmann
Hearing Site: New York, NY
| | |
| 09-02964 | 06/14/2011 | Claimant(s): CITGO Petroleum Corporation, PDV Holding.
Claimant Lawyers(s): Anne C. Flannery
Respondent(s): Guillermo Clamens, FTC Capital Markets., FTC Emerging Markets., FTC Holdings
Respondent Lawyers(s): Guillermo David Clamens
Arbitrator(s): Charles Kleinbaum, Earl S. Schwarz, Richard W. Cutler
Hearing Site: New York, NY
|  | $20,943,000 |
| 08-04039 | 06/10/2011 | Claimant(s): Alaina Spilkevitz
Claimant Lawyers(s): Michael C. Farkas
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Roger J. Hawke, William G. Binckes, Nicholas Brunero
Hearing Site: New York, NY
| | Expungement |
| 09-01121 | 06/09/2011 | Claimant(s): Yasir Sabri
Claimant Lawyers(s): John D. Singer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Christal J. Henner, Carolyn A. Mann, Ivan W. Harper
Hearing Site: New York, NY
| | |
| 09-04936 | 06/09/2011 | Claimant(s): Brook Payner
Claimant Lawyers(s): Donald Chase
Respondent(s): Natixis Securities North America Inc.
Respondent Lawyers(s): Bertrand C. Sellier
Arbitrator(s): Mark J. Happe, Sam Antar
Hearing Site: New York, NY
| | |
| 10-02272 | 06/09/2011 | Claimant(s): Robert Gillin
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Faith Lee
Arbitrator(s): John Daly
Hearing Site: New York, NY
| | |
| 11-00645 | 06/09/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Andrew G Gioia
Respondent(s): John Burke
Respondent Lawyers(s): John E. Burke
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY
| | |
| 09-07044 | 06/09/2011 | Claimant(s): Lois Grumet
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Gary Schwarcz, Citigroup Global Markets.
Respondent Lawyers(s): Wayne H. Wink, William A. Hohauser
Arbitrator(s): Diane Getzler, Richard Weinberger, Stewart E. Winner
Hearing Site: New York, NY
| | Expungement |
| 10-01743 | 06/08/2011 | Claimant(s): Glenn Garmont
Claimant Lawyers(s): Eric J. Shames
Respondent(s): Gleacher & Company Securities., Gleacher & Company.
Respondent Lawyers(s): Richard G. Kass
Arbitrator(s): Burton M. Fendelman, David I. Goldblatt, Andrew J. Gerber
Hearing Site: New York, NY
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