| 11-00256 | 07/03/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Allen Weiss
Respondent Lawyers(s): Neil R. Flaum
Arbitrator(s): Walter M. Schackman
Hearing Site: New York, NY
| | $0 |
| 10-04784 | 07/03/2012 | Claimant(s): Stavros Oscar Cid and Teresa Cid JTWROS, Teresa Cid JTWROS
Claimant Lawyers(s): Robert Giusti
Respondent(s): Citigroup Global Markets., John Abadiotakis
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Joan M. Traub, Steven A. Infante, Benjamin L. Anderson
Hearing Site: New York, NY
|  | $0 |
| 11-02137 | 07/02/2012 | Claimant(s): Marshall Baron, Funding Evolution Partners LLC
Claimant Lawyers(s): Marshall Baron
Respondent(s): Dennis Grossman, Grossman & Co.
Respondent Lawyers(s): Dennis Grossman
Arbitrator(s): Brian J. Burstin
Hearing Site: New York, NY
| | $0 |
| 10-02897 | 06/29/2012 | Claimant(s): Gerald Grossman
Claimant Lawyers(s): Loretta Gastwirth
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Kinchen C. Bizzell, William E. Nuckel, Paul S. Biederman
Hearing Site: New York, NY
| | $0 |
| 11-01511 | 06/25/2012 | Claimant(s): John Kennedy
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wachovia Securities Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Robert J. Kheel
Hearing Site: New York, NY
| | $0 |
| 11-04473 | 06/22/2012 | Claimant(s): Optionshouse
Claimant Lawyers(s): Lelsey G. Smith
Respondent(s): Joseph Gottesman
Respondent Lawyers(s): Joseph Gottesman
Arbitrator(s): Robert L. Spangler, Andrew J. Gerber, Barbara Antonello Mentz
Hearing Site: New York, NY
| | $0 |
| 10-03952 | 06/18/2012 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Paula D. Shaffner
Respondent(s): Robert Kampfer
Respondent Lawyers(s): Robert Neal Kampfer
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
| | $0 |
| 11-00753 | 06/15/2012 | Claimant(s): William Heinzerling
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Matthew C. Plant
Arbitrator(s): Romaine L. Gardner, Abigail J. Pessen, Maya Steinitz
Hearing Site: New York, NY
| | $0 |
| 10-03332 | 06/14/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael W. Starr
Respondent(s): Milton Harkrader
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Mitchell S. Friedman
Hearing Site: New York, NY
| | $0 |
| 11-04518 | 06/13/2012 | Claimant(s): Robert Willoughby
Claimant Lawyers(s): Robert Willougby
Respondent(s): Josephthal & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Alun Hywel Jones
Hearing Site: New York, NY
| | $0 |
