| 12-01283 | 10/18/2012 | Claimant(s): Milan Chilla
Claimant Lawyers(s): Milan E. Chilla
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Hassan A. Abedi
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
|  | $0 |
| 11-01774 | 10/17/2012 | Claimant(s): Lehman Brothers Holdings.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Adam Sloan
Respondent Lawyers(s): James R. Hubbard
Arbitrator(s): Julian F. Santos
Hearing Site: New York, NY
| | $0 |
| 08-00156 | 10/17/2012 | Claimant(s): Basil Maher, M. Maher, Essex Equity Holdings USA
Claimant Lawyers(s): S. Gale Dick
Respondent(s): Jeffrey Chernick, John Liu, Mark Stevenson, Neil Greenspan, Peter Gambee, Sanford Haber, William Gourd, Greenhill & Co.
Respondent Lawyers(s): Andrew J. Melnick, Emmet P. Ong, Theodore A. Krebsbach
Arbitrator(s): Robert E. Anderson, Judith P. Brooks, Sam Antar
Hearing Site: New York, NY
| | $0 |
| 11-00013 | 10/16/2012 | Claimant(s): Marc Henig
Claimant Lawyers(s): Marc Henig
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Christina Kallas
Hearing Site: New York, NY
| | $0 |
| 11-00459 | 10/15/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Stephen O'Donnell
Respondent Lawyers(s): Patrick T. Burke
Arbitrator(s): David I. Goldblatt, Lloyd H. Slomanson, Donald Raymond McNally
Hearing Site: New York, NY
| | $0 |
| 12-00550 | 10/15/2012 | Claimant(s): Alessandra Rosenfeld
Claimant Lawyers(s): Alessandra Rosenfeld
Respondent(s): Susquehanna Financial Group, LLLP
Respondent Lawyers(s): Caron L. Alberts
Arbitrator(s): Irwin Kahn, David Finnegan, Thomas Naylor
Hearing Site: New York, NY
| | $0 |
| 12-01176 | 10/15/2012 | Claimant(s): James Schwantner
Claimant Lawyers(s): James Phillip Schwantner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
| | $0 |
| 10-04928 | 10/15/2012 | Claimant(s): Michael Steifman
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Brian F. Amery
Arbitrator(s): Robert Pincus, James N. Baxter, Eugene G. P. Byrne
Hearing Site: New York, NY
| | $630,357 |
| 12-01342 | 10/11/2012 | Claimant(s): Philip Merryman
Claimant Lawyers(s): Philip Merryman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg Scanlon
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
| | $163 |
| 11-00673 | 10/10/2012 | Claimant(s): Lawrence S. Deitch SEP, Lawrence S. Deitch & Andrea W. Deitch Jo
Claimant Lawyers(s): Joseph A. Sack
Respondent(s): Jeremy Kramer, Marvin Schwartz, Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Denzil J. Klippel, Veronica Ann Williams, Wayne I. Harris
Hearing Site: New York, NY
| | $0 |
