| 12-01456 | 12/07/2012 | Claimant(s): Harry Kirschenbaum
Claimant Lawyers(s): Harry Kirschenbaum
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Diane Getzler
Hearing Site: New York, NY
| | $0 |
| 10-00813 | 12/06/2012 | Claimant(s): Aaron Segal, David Landskowsky, Eric Rubenstein, Scott Cardone, Timothy Herrmann, Todd Harrigan
Claimant Lawyers(s): Richard Roth, Ross Carmell
Respondent(s): Byron Crowe, Dwight Badger, Keith Daubenspeck, Advanced Equities.
Respondent Lawyers(s): Howard Elisofon
Arbitrator(s): Stewart E. Winner, Susan Y. Chin, W. Alexander Melbardis
Hearing Site: New York, NY
| | $0 |
| 12-01077 | 12/06/2012 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Stanley Wong
Respondent Lawyers(s): Stanley Wong
Arbitrator(s): Bernard A. Friedman
Hearing Site: New York, NY
| | $0 |
| 11-04079 | 12/06/2012 | Claimant(s): Lea Slote
Claimant Lawyers(s): Lea Slote
Respondent(s): Bruce Glassberg, Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Sandra J. Mullings, Ira S. Cure, Christine Moore
Hearing Site: New York, NY
|  | $0 |
| 11-04402 | 11/30/2012 | Claimant(s): John Vaughan
Claimant Lawyers(s): John J. Vaughan
Respondent(s): Paul Taboada, Charles Morgan Securities.
Respondent Lawyers(s): Richard Friedman
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
| | $0 |
| 12-01561 | 11/30/2012 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Vincent Ricciardi
Respondent Lawyers(s): Vincent Ricciardi
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
| | $0 |
| 12-01836 | 11/30/2012 | Claimant(s): Chase Investment Services Corp., Mikhail Cherny, Sean Knowles
Claimant Lawyers(s): Jill Y. Coen
Respondent(s): Bernard Distefano
Respondent Lawyers(s): Mitchell Markowitz
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
| | $0 |
| 12-01392 | 11/30/2012 | Claimant(s): David Chow
Claimant Lawyers(s): David Chow
Respondent(s): Wells Fargo Advisors, Llc
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
| | $0 |
| 11-03356 | 11/29/2012 | Claimant(s): Kenneth Barrett
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley Market Products Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Daniel B. Berkson, David I. Goldblatt, Brian Lawrence Berlandi
Hearing Site: New York, NY
| | $0 |
| 10-00037 | 11/20/2012 | Claimant(s): Elizabeth Jones, Susan Simon
Claimant Lawyers(s): Willard Knox
Respondent(s): Walnut Street Securities.
Respondent Lawyers(s): Kevin J. Smith
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | $0 |
