| 11-04356 | 06/05/2013 | Claimant(s): Neil Novikoff
Claimant Lawyers(s): Joseph E. Gasperetti
Respondent(s): Joseph Centra, Richard Ganz, Allocation Resource Group, H. Beck.
Respondent Lawyers(s): Elizabeth A. Schmid
Arbitrator(s): Ira S. Cure, Mary P. Bass, Michele S. Riley
Hearing Site: New York, NY
|  | $0 |
| 12-00776 | 06/04/2013 | Claimant(s): Daniel Zircher
Claimant Lawyers(s): Michael E. Grenert
Respondent(s): Macquarie Capital (USA) Inc.
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Christina Kallas, Jill I. Gross
Hearing Site: New York, NY
| | $0 |
| 12-01258 | 06/03/2013 | Claimant(s): Nicholas Owoyemi
Claimant Lawyers(s): Nicholas Adelani Owoyemi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Gershom R. Smith
Arbitrator(s): Jack Friedman, John B. Myers, Terrance J. Nolan
Hearing Site: New York, NY
| | $0 |
| 12-02214 | 05/31/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael J. Faley
Respondent(s): Francis Rizzo
Respondent Lawyers(s): Francis V. Rizzo
Arbitrator(s): Mitchell S. Friedman
Hearing Site: New York, NY
| | $0 |
| 11-03125 | 05/30/2013 | Claimant(s): Bert Nisonoff
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy B. Bard
Arbitrator(s): Ted M. Rosen, Denzil J. Klippel, Allan E. Johnson
Hearing Site: New York, NY
| | $0 |
| 12-03671 | 05/23/2013 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): David Konsky d/b/a Forest Advisors
Respondent Lawyers(s): David Konsky
Arbitrator(s): David Finnegan
Hearing Site: New York, NY
| | $0 |
| 11-03682 | 05/23/2013 | Claimant(s): Zachary Drean
Claimant Lawyers(s): Jason A. Achinaco
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael H. Gibson
Arbitrator(s): Susan C. Lushing, Ann C. Northern, Richard Bryce Nesson
Hearing Site: New York, NY
| | $0 |
| 12-02424 | 05/23/2013 | Claimant(s): Staffan Hallerdt
Claimant Lawyers(s): Andrew P. Saulitis
Respondent(s): Robert Degraw
Respondent Lawyers(s): Robert Andrew Degraw
Arbitrator(s): W. Alexander Melbardis
Hearing Site: New York, NY
| | $8,300 |
| 12-00417 | 05/22/2013 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): David Sweeney
Respondent Lawyers(s): Brian Kennedy
Arbitrator(s): Saul Scheier
Hearing Site: New York, NY
| | $0 |
| 12-03237 | 05/22/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Jessica Winczner
Respondent Lawyers(s): Jessica T. Winczner
Arbitrator(s): Abigail J. Pessen
Hearing Site: New York, NY
| | $0 |
