| 18-02757 | 05/10/2019 | Claimant(s): Anthony Markovic
Claimant Lawyers(s): Anthony L. Markovic
Respondent(s): Sterne, Agee & Leach.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Sandra Gale Behrle, David I. Goldblatt, Nunzio Garzino
Hearing Site: New York, NY
|  | Dismissed by Rule 12206/12504 |
| 16-02881 | 05/09/2019 | Claimant(s): Manuel Velez De Jesus, Mavel Corp.
Claimant Lawyers(s): August Iorio
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto Quinones
Arbitrator(s): Gerald H. Grayson, Bernard Lieberman, Wayne I. Harris
Hearing Site: New York, NY
| | Expungement |
| 18-01354 | 05/08/2019 | Claimant(s): David Reuben
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Lauren Beekman
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
| | |
| 17-00057 | 05/07/2019 | Claimant(s): Anna Winderbaum, Joseph Lerner
Claimant Lawyers(s): Robert R. Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Victoria Sloan Lin
Arbitrator(s): Martin Izaak, Sandra J. Mullings, Douglas F. Stone
Hearing Site: New York, NY
| | |
| 17-02736 | 05/07/2019 | Claimant(s): Irwin and Madeline Lieber, Joint Tenants
Claimant Lawyers(s): Sam Schwartz
Respondent(s): David Turetzky, Morgan Stanley & Co., Jeffrey Cadan, Michael Paesano
Respondent Lawyers(s): David E. Robbins, Jeffrey Neil Cadan, William D. Briendel
Arbitrator(s): David S. Billet, Abigail R. Levy, Richard M. Gray
Hearing Site: New York, NY
| | Expungement |
| 18-03295 | 05/03/2019 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Vy Truong
Respondent Lawyers(s): Vy Truong
Arbitrator(s): Kenneth Paul Williams, Alan Gradzki, Harrison Johnson
Hearing Site: New York, NY
| | |
| 17-02431 | 05/02/2019 | Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): David A. Paul
Respondent(s): Ilan Adika
Respondent Lawyers(s): Jane Albertson
Arbitrator(s): Vicki Z. Holleman, Robert L. Nisely, Ronald Harris Kisner
Hearing Site: New York, NY
| | |
| 18-02489 | 05/01/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Denis O'Leary
Respondent Lawyers(s): Denis Patrick O'Leary
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
| | |
| 16-02896 | 04/26/2019 | Claimant(s): Keith Styrcula
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Scotia Capital (Usa) Inc.
Respondent Lawyers(s): Steven Paradise
Arbitrator(s): Daniel F. Morrissey, Kent L. Benziger, Susan Romano
Hearing Site: New York, NY
| | |
| 17-00801 | 04/16/2019 | Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Bradley Fishman
Respondent(s): Jordan Berlin
Respondent Lawyers(s): Christopher D. Warren
Arbitrator(s): Anna Lascar, Steven Gary Leventhal, Harvey E. Benjamin
Hearing Site: New York, NY
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