| 20-00009 | 04/14/2022 | Claimant(s): Janet Schmitz, John Schmitz
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Edward R. Niederriter, Will Murphy, Kevin A. Llinas
Hearing Site: Boca Raton, FL
|  | Expungement |
| 21-02705 | 04/04/2022 | Claimant(s): Adam Fetterman, David Raphan, Sean Fetterman
Claimant Lawyers(s): Joseph C. Coates
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Christopher J. Klein, Thomas Mead Santoro, George D. Davidson
Hearing Site: Boca Raton, FL
| | |
| 21-00195 | 12/15/2021 | Claimant(s): William Valenti
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 20-01391 | 09/24/2021 | Claimant(s): Andrew McLean, Susan McLean
Claimant Lawyers(s): Lars Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Dora M. Lassinger, Howard S. Quinn, Marion F. Posner
Hearing Site: New York, NY
| | Expungement |
| 20-02855 | 06/01/2021 | Claimant(s): Brian Robinson
Claimant Lawyers(s): Jonathan Schwartz
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
| | |
| 20-03037 | 05/19/2021 | Claimant(s): Peter Nicoletti
Claimant Lawyers(s): Jonathan C. Schwartz
Respondent(s): Morgan Stanley & Co., Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart, Trae D. Meyr
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | |
| 20-01107 | 08/19/2020 | Claimant(s): Albert Carpenter
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley, UBS Financial Services Inc., Citigroup Global Markets.
Respondent Lawyers(s): Amanda B. Protess, Omar Perez, Trae D. Meyr
Arbitrator(s): David A. Schuler
Hearing Site: New Orleans, LA
| | |
| 18-04048 | 04/13/2020 | Claimant(s): Carole Blake, Lawrence Franklin, Lawrence Franklin Revocable Trust
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Barth Satuloff, Robert Lawrence Ostrov, Peter Shapiro
Hearing Site: Boca Raton, FL
| | $0 |
| 18-04386 | 10/21/2019 | Claimant(s): Kevin Cox
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
| | |
| 18-02207 | 08/15/2019 | Claimant(s): Warren Pitre
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Sherry R. Wetsch, Ashley Lucile Belleau, Bertrand C. Moser
Hearing Site: New Orleans, LA
| | Expungement |
