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FINRA Awards for Adam Fetterman

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0270504/04/2022Claimant(s): Adam Fetterman, David Raphan, Sean Fetterman
Claimant Lawyers(s): Joseph C. Coates
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Christopher J. Klein, Thomas Mead Santoro, George D. Davidson
Hearing Site: Boca Raton, FL
14-0071102/12/2015Claimant(s): Adam Fetterman, Sean Fetterman
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Bevery Jo Slaughter
Arbitrator(s): Elena G. Rodriguez, Kimberly A. Gilmour, Brian Darryl Buckstein
Hearing Site: Boca Raton, FL

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