| 14-01335 | 11/26/2014 | Claimant(s): John McHugh
Claimant Lawyers(s): Joshua D. Jones
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Frederick Michael Switzer
Hearing Site: St. Louis, MO
| | |
| 13-00114 | 10/15/2014 | Claimant(s): Christine Nielson
Claimant Lawyers(s): Thomas P. Willcutts
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Vicky L. Orem, Sandra Holmes, Peter H. Goldberg
Hearing Site: Baltimore, MD
|  | Expungement |
| 13-02163 | 08/19/2014 | Claimant(s): Larry Campbell
Claimant Lawyers(s): Thomas J. Zagami
Respondent(s): Wells Fargo Advisors, Tricia Tompkins
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
| | $0 |
| 13-03356 | 06/16/2014 | Claimant(s): Beverly Gimpelson, Stanley Gimpelson
Claimant Lawyers(s): Carol Morse
Respondent(s): Brian Leeton, Wells Fargo Advisors, Matt Paul
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
| | $0 |
| 13-02748 | 04/17/2014 | Claimant(s): Kenneth Smith
Claimant Lawyers(s): Mark S. Gregory
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
| | |
| 12-03153 | 03/21/2014 | Claimant(s): D. Seline
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Michael Wolf, Kelli J. Jareaux, David Paul Clark
Hearing Site: Washington, DC
| | Expungement |
| 13-01853 | 02/11/2014 | Claimant(s): Ryan White
Claimant Lawyers(s): Ryan Arther White
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): John R. Loss
Hearing Site: St. Louis, MO
| | |
| 13-00033 | 12/16/2013 | Claimant(s): Phone Sales USA., Randy Mims IRA
Claimant Lawyers(s): Randy Mims
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Alan J. Blocher, Kenneth D. Morris, Robin L. Lewis
Hearing Site: Philadelphia, PA
| | $10,000 |
| 13-01254 | 12/06/2013 | Claimant(s): Benjamin C. Ritter Jr and Nina Ritter JT
Claimant Lawyers(s): John L. Allen
Respondent(s): Anne Gagnon, Wells Fargo Securities Inc., Wells Fargo Advisors Financial Network, Wells Fargo Advisors, David Rosenberg, Wells Fargo Securities
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Robert E. Anderson, Joseph I. Liebman, Ronald J. Colombo
Hearing Site: New York, NY
| | Expungement |
| 12-00470 | 10/04/2013 | Claimant(s): Greg Chandler
Claimant Lawyers(s): Collin H. Nyeholt
Respondent(s): Wells Fargo Advisors, Mark Tomas, Tomas Holdings., Wolverine Real Estate Partners
Respondent Lawyers(s): Mark L. Kowalsky, Nuviah Shirazi, Esq.
Arbitrator(s): Barry Goldman, Susan L. Currier, Lee Hornberger
Hearing Site: Detroit, MI
| | Expungement |
