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FINRA Awards for Susan L. Currier

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0047010/04/2013Claimant(s): Greg Chandler
Claimant Lawyers(s): Collin H. Nyeholt
Respondent(s): Wells Fargo Advisors, Mark Tomas, Tomas Holdings., Wolverine Real Estate Partners
Respondent Lawyers(s): Mark L. Kowalsky, Nuviah Shirazi, Esq.
Arbitrator(s): Barry Goldman, Susan L. Currier, Lee Hornberger
Hearing Site: Detroit, MI
Checkmark IconExpungement
11-0317408/02/2013Claimant(s): Joseph Polimeni
Claimant Lawyers(s): Franics R. Ortiz
Respondent(s): Philip Sloan, UBS Paine Webber.
Respondent Lawyers(s): Amy B. Bard
Arbitrator(s): Marvin I. Horowitz, Susan L. Currier, Martin I. Reisig
Hearing Site: Detroit, MI
Checkmark IconExpungement

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