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FINRA Awards for Tricia Tompkins

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0216308/19/2014Claimant(s): Larry Campbell
Claimant Lawyers(s): Thomas J. Zagami
Respondent(s): Wells Fargo Advisors, Tricia Tompkins
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
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