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FINRA Awards for Newark, NJ

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Displaying 31-40 out of 666 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0348905/29/2020Claimant(s): Ross Feigen
Claimant Lawyers(s): Maryana Feigen
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Paul Allan Massaro
Hearing Site: Newark, NJ
19-0328305/26/2020Claimant(s): Michael Greenstone
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa Gworek
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ
19-0315505/19/2020Claimant(s): Matthew Rotella
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael H DuBoff
Hearing Site: Newark, NJ
19-0080405/15/2020Claimant(s): Sheryl Starr, Helen Schlesinger Trust
Claimant Lawyers(s): Jason Albin
Respondent(s): Charles Botchway, Paul McIntyre, Robert Fehrman, MSC - BD
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Michael H DuBoff, Annamaria Boccia Smith
Hearing Site: Newark, NJ
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19-0334105/06/2020Claimant(s): Timothy Kenyon
Claimant Lawyers(s): Michael Lee
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): Melissa Tarentino
Arbitrator(s): Fred S. Pieroni, Robert R. Salman, Francine Barbara Colon
Hearing Site: Newark, NJ
19-0176505/06/2020Claimant(s): Anne Marie Roberts
Claimant Lawyers(s): Alex E. Rogers
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Grayson
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
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18-0418404/21/2020Claimant(s): Morgan Stanley
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Frank Fava
Respondent Lawyers(s): Ronald J. Ricci
Arbitrator(s): Margarita Echevarria, Jay Alan Kranis, Sidney Seligman
Hearing Site: Newark, NJ
18-0423604/07/2020Claimant(s): Kenneth Glick
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): Linda J. Baer, Jay Alan Kranis, John Joseph DeLorenzo
Hearing Site: Newark, NJ
19-0310204/07/2020Claimant(s): Nicole McGrouther
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Michael H DuBoff
Hearing Site: Newark, NJ
19-0046504/06/2020Claimant(s): TIAA, TIAA-Cref Individual & Institutional
Claimant Lawyers(s): Steven Link
Respondent(s): Tara Stewart
Respondent Lawyers(s): Jonathan C. Thau
Arbitrator(s): Dean Burrell, Patricia Kathleen Costello, Michael W. Starr
Hearing Site: Newark, NJ

666 Results

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