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FINRA Awards for TIAA-Cref Individual & Institutional

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0046504/06/2020Claimant(s): TIAA, TIAA-Cref Individual & Institutional
Claimant Lawyers(s): Steven Link
Respondent(s): Tara Stewart
Respondent Lawyers(s): Jonathan C. Thau
Arbitrator(s): Dean Burrell, Patricia Kathleen Costello, Michael W. Starr
Hearing Site: Newark, NJ

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