13-03523 | 06/30/2014 | Claimant(s): Vimala Kannan Claimant Lawyers(s): Vimala Kannan Respondent(s): Steven Schmitt Respondent Lawyers(s): Rhonda A. Wilson Arbitrator(s): Gordon M. Wase Hearing Site: Philadelphia, PA
| | $0 |
12-01480 | 05/09/2014 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Elizabeth A. Arismendy Respondent(s): Christopher Mamunes Respondent Lawyers(s): Thomas C. Costello Arbitrator(s): Gordon M. Wase Hearing Site: Baltimore, MD
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12-03075 | 01/07/2014 | Claimant(s): Lachman Dass Gupta and Manjula Gupta Claimant Lawyers(s): Lachhman Dass Gupta Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Gordon M. Wase, Wilbert H. Luck, Glenn J. Hansen Hearing Site: Wilmington, DE
| | $0 |
12-01930 | 01/10/2013 | Claimant(s): Joan Fugok Claimant Lawyers(s): Christopher B. Jones Respondent(s): Jamie Lake, Triad Advisors. Respondent Lawyers(s): Daniel I. MacIntyre, Jamie Patrick Lake Arbitrator(s): Gordon M. Wase Hearing Site: Philadelphia, PA
| | $0 |
10-02643 | 04/26/2012 | Claimant(s): Caron Masucci, Douglas Masucci Claimant Lawyers(s): Joseph C. Korsak Respondent(s): Morgan Stanley, William Crumrine Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Edward T. Borer, Marshall S. Galinsky, Gordon M. Wase Hearing Site: Philadelphia, PA
| | $0 |
08-01185 | 07/11/2011 | Claimant(s): Laurence Stone Claimant Lawyers(s): Eric Meyer Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management. Respondent Lawyers(s): Edward W. Larkin, Gene L Small Arbitrator(s): Dale A. Pope, Gordon M. Wase, Jerrilyn G. Marston Hearing Site: Philadelphia, PA
| | $0 |
10-05352 | 06/23/2011 | Claimant(s): Clyde Mason Claimant Lawyers(s): Clyde Alfonso Mason Respondent(s): Doley Securities. Respondent Lawyers(s): Robert V. Cornish Arbitrator(s): Gordon M. Wase Hearing Site: Philadelphia, PA
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10-01953 | 06/08/2011 | Claimant(s): Joseph Heenan Claimant Lawyers(s): Adam Green Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Joshua R. Dutill Arbitrator(s): Gordon M. Wase, Richard N. Kelmans, Adam Bronstein Hearing Site: Philadelphia, PA
| | $0 |
09-06565 | 05/02/2011 | Claimant(s): Nicholas Palumbo Claimant Lawyers(s): Nicholas Palumbo Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC Respondent Lawyers(s): Meredith A. Felde Arbitrator(s): Gordon M. Wase, James T. McLaughlin, John E. Felch Hearing Site: Philadelphia, PA
| | $0 |
09-05641 | 03/18/2011 | Claimant(s): Andrew Michalak Claimant Lawyers(s): Thomas C. Costello Respondent(s): Salvatore Capizzi, Sewell Frey, American Investors Company, Dunham & Associates Investment Counsel, Dunham Trust Company Respondent Lawyers(s): Joseph D. Edmondson, Stephen B. Stern, Theodore C. Peters Arbitrator(s): Richard A Compisi, Gordon M. Wase, Brenda J. Stovall Hearing Site: Baltimore, MD
| | $2,702,800 |