| 15-03254 | 10/20/2016 | Claimant(s): Mehmet Akin and Adrian Akin
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): William M. Getzoff, Lawrence W. Arness, William Gibson Heller
Hearing Site: Indianapolis, IN
|  | $0 |
| 15-01030 | 06/16/2016 | Claimant(s): Robert Szabo
Claimant Lawyers(s): Russell Mark Nasteff
Respondent(s): UBS Financial Services Inc., Thomas Freeman
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): William M. Getzoff, Keith E. Mattern, Robert Joseph Osdieck
Hearing Site: St. Louis, MO
| | $0 |
| 15-01910 | 11/09/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): William M. Getzoff
Hearing Site: Minneapolis, MN
| | |
| 14-03876 | 06/11/2015 | Claimant(s): Chad Waterhouse
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): William M. Getzoff
Hearing Site: Chicago, IL
| | $0 |
| 13-02257 | 04/02/2015 | Claimant(s): Caryn Andrews, Dorothy Clarke
Claimant Lawyers(s): Stephany McLaughlin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): William M. Getzoff, Eugene N. Halladay, James A. Murphy
Hearing Site: Chicago, IL
| | $0 |
| 12-01103 | 10/22/2013 | Claimant(s): Robert Fisher
Claimant Lawyers(s): Jeffrey J. Liotta
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): William M. Getzoff, David J. Hase, Laura Anne Lamberg
Hearing Site: Milwaukee, WI
| | |
| 12-01815 | 07/01/2013 | Claimant(s): Cynthia Undesser, John Undesser, Richard Undesser
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): William M. Getzoff, Rody P. Biggert, Jacqueline Stanley Lustig
Hearing Site: Chicago, IL
| | $0 |
| 11-01174 | 03/16/2012 | Claimant(s): Leonard DeFranco
Claimant Lawyers(s): Adam S. Tracy
Respondent(s): Robert DeCanio, Ladenburg Thalmann & Co. Inc.
Respondent Lawyers(s): Joseph Giovanniello
Arbitrator(s): William M. Getzoff, Frank R. Niederman, Steven H. Vogel
Hearing Site: Chicago, IL
| | $0 |
| 11-01942 | 12/19/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Russell Hart
Respondent Lawyers(s): James D. Skaar
Arbitrator(s): William M. Getzoff
Hearing Site: Chicago, IL
| | |
| 10-04594 | 08/04/2011 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Dennis Metter
Respondent Lawyers(s): James J. Macchitelli
Arbitrator(s): William M. Getzoff
Hearing Site: Chicago, IL
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