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FINRA Awards for Jeffrey J. Liotta

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0110310/22/2013Claimant(s): Robert Fisher
Claimant Lawyers(s): Jeffrey J. Liotta
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): William M. Getzoff, David J. Hase, Laura Anne Lamberg
Hearing Site: Milwaukee, WI
09-0623309/16/2011Claimant(s): JPTDLM, L.P.
Claimant Lawyers(s): Jeffrey J. Liotta
Respondent(s): Oppenheimer & Co.., Jonathan Greene, Kyle Wool, Oppenheimer Asset Management Inc.
Respondent Lawyers(s): Gerry Kowalski
Arbitrator(s): Susan H. Schleisner, Gary L. Grolle, Dennis M. Selby
Hearing Site: Milwaukee, WI
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