| 14-03104 | 04/02/2015 | Claimant(s): Martin and Carole Gerstenbluth
Claimant Lawyers(s): Martin Gerstenbluth
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes Esq.
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
|  | $38 |
| 12-03901 | 03/10/2015 | Claimant(s): Sandra Harder
Claimant Lawyers(s): Erwin Cohn
Respondent(s): Benjamin Pahl, Fidelity Brokerage Services LLC, Money Concepts Capital Corp
Respondent Lawyers(s): Joel M. Everest, Kathy M. Klock
Arbitrator(s): Kenneth N. Adamson, Susanne J. Hollander, Harvey R. Herman
Hearing Site: Chicago, IL
| | Expungement |
| 13-01544 | 01/29/2015 | Claimant(s): Mary Steinlauf
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Fidelity Brokerage Services LLC, S. Scott Lain, Wendy Liebowitz
Respondent Lawyers(s): John Starnes
Arbitrator(s): Edwin D. Sherman, Mark R. Topper, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $0 |
| 14-00908 | 01/23/2015 | Claimant(s): Wayne D. Atkins
Claimant Lawyers(s): Wayne D. Atkins
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
| | $0 |
| 14-01522 | 01/06/2015 | Claimant(s): Edward Hom
Claimant Lawyers(s): Edward Hom
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | $38 |
| 14-00545 | 12/02/2014 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Suchitra Busch, Executive Wealth Management
Respondent Lawyers(s): David H. Jarvis, Tara E. Mahoney
Arbitrator(s): Peter S. Viviano, Tracy L. Allen, Charlene Johnson
Hearing Site: Detroit, MI
| | |
| 14-00224 | 10/03/2014 | Claimant(s): Richard Altschul
Claimant Lawyers(s): Richard Altschul
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Michael Zwirko
Arbitrator(s): Edith M. Novack
Hearing Site: Newark, NJ
| | $0 |
| 13-02841 | 10/02/2014 | Claimant(s): Michael Magruder
Claimant Lawyers(s): Michael W. Magruder
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): G. Gale Roberson
Hearing Site: Chicago, IL
| | $300 |
| 13-03482 | 09/18/2014 | Claimant(s): Gerald Kreimeyer, Gerald K. Kreimeyer, IRA
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Mark R. Topper, Thomas Joseph Atkinson, Anthony Richard Sanchez
Hearing Site: Orlando, FL
| | Expungement |
| 14-00250 | 09/12/2014 | Claimant(s): James Anderson
Claimant Lawyers(s): James Anderson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith A. Faro
Arbitrator(s): Guenter S. Cohn
Hearing Site: San Diego, CA
| | $6,595 |
