| 18-03006 | 03/22/2019 | Claimant(s): Howard Siegel
Claimant Lawyers(s): Howard Siegel
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Thomas E. Shuck
Hearing Site: Las Vegas, NV
|  | $0 |
| 18-00831 | 02/25/2019 | Claimant(s): Simon Halapir
Claimant Lawyers(s): Simon Halapir
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): D. Bruce Shine
Hearing Site: Nashville, TN
| | $0 |
| 18-01031 | 02/20/2019 | Claimant(s): Ashok Yalamati
Claimant Lawyers(s): Ashok Kumar Yalamati
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Ronald Chun, Carol Ann Jensen, Alden Sharp Adkins
Hearing Site: San Francisco, CA
| | $0 |
| 17-01603 | 01/24/2019 | Claimant(s): Kathleen Wallace, William Wallace, Wallace Risk Management Inc.
Claimant Lawyers(s): Scott J. Link
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Perry Earl Phillips, Sidney Turner, Martin I Jaffe
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-02425 | 12/05/2018 | Claimant(s): Eugene Gennarelli
Claimant Lawyers(s): Adam Gana
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Kent L. Benziger, Jay Alan Kranis
Hearing Site: New York, NY
| | Expungement |
| 18-02564 | 11/27/2018 | Claimant(s): Donald Moldermaker
Claimant Lawyers(s): Donald A. Moldermaker
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Shannon H. Geonetta
Arbitrator(s): Sandra L. Malek
Hearing Site: Phoenix, AZ
| | $0 |
| 18-01115 | 09/17/2018 | Claimant(s): William Keyser
Claimant Lawyers(s): William Grant Keyser
Respondent(s): Fidelity Brokerage Services LLC, Timothy Averett
Respondent Lawyers(s): Ellen Bates
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
| | $0 |
| 18-00522 | 08/30/2018 | Claimant(s): Edwin B. and Ellen L. Smith Irrevocable
Claimant Lawyers(s): Stephen Smith
Respondent(s): James Wheaton, Krishna Rani Jeffries, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Frank M. Romano
Hearing Site: Houston, TX
| | $0 |
| 18-01185 | 08/27/2018 | Claimant(s): Evan Wilson
Claimant Lawyers(s): Evan D Wilson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Barbara Black
Hearing Site: Charlotte, NC
| | $0 |
| 18-00952 | 08/16/2018 | Claimant(s): Ganpu Ying
Claimant Lawyers(s): Ganpu Ying
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Brenda J. Stovall
Hearing Site: Baltimore, MD
| | $0 |
