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FINRA Awards for Ellen Bates

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0111509/17/2018Claimant(s): William Keyser
Claimant Lawyers(s): William Grant Keyser
Respondent(s): Fidelity Brokerage Services LLC, Timothy Averett
Respondent Lawyers(s): Ellen Bates
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
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