| 14-02679 | 10/20/2015 | Claimant(s): Michael C. Shean, IRA, Suzanne T. Shean, Marcus Wallace or Melinda Wallace
Claimant Lawyers(s): Michael J. Stanley
Respondent(s): Christopher Fulco, Edward Zelezen, Pershing LLC, John Ward, Ronald Artzi
Respondent Lawyers(s): Elizabeth F. Edwards
Arbitrator(s): Ron C. Christner, Robert E. Graves, Brian P. Jakes
Hearing Site: Jackson, MS
|  | Expungement |
| 13-00287 | 07/09/2015 | Claimant(s): Guy Gregoire
Claimant Lawyers(s): David A. Gehn
Respondent(s): Pershing LLC, BNY Mellon Capital Markets
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Thomas Caiaffa, Martin A. Edelstein, Keely D. Parr
Hearing Site: New York, NY
| | |
| 13-02777 | 04/10/2015 | Claimant(s): Pershing LLC
Claimant Lawyers(s): Jane L. Myers
Respondent(s): Deutsche Bank Securities., Hugh Stevenson
Respondent Lawyers(s): Robert Heim, Todd Ratner
Arbitrator(s): Ann Pinciss Berman, Ernesto V. Luzzatto, Kumar Atmakuri Ram
Hearing Site: New York, NY
| | $0 |
| 14-00830 | 03/16/2015 | Claimant(s): Brian Gurinsky
Claimant Lawyers(s): Paul Vorndran
Respondent(s): Pershing LLC, Shareholders Service Group.
Respondent Lawyers(s): Daniel F. Shea, Jeffrey S. Kob
Arbitrator(s): William F. Skewes, Steven Meyrich, Stephen Kirk Ingebretsen
Hearing Site: Denver, CO
| | $0 |
| 14-02003 | 03/04/2015 | Claimant(s): Jennifer Miller, John Bonfiglio, Lorene Hobgood, Randy Bellelo, Richard Smith, Sandra Leblanc, Cat Island Conservancy, Louis Mechanical Contractors., On-Site Concrete, Angela K. Bonfiglio, IRA, Daniel J. Bonfiglio, Danny R. Myers, Debrah M. Sledge, Donal B. Bahrenburg, Guy W. Sledge, Jack O. Marshall, Jr., Judith L. Anderson, Kathryn M. Roberts, Thomas H. Newland, Carroll Mayer Jr. or Berta Mayer, et al
Claimant Lawyers(s): Michael J. Stanley
Respondent(s): Pershing LLC
Respondent Lawyers(s): Elizabeth Edwards
Arbitrator(s):
Hearing Site: New Orleans, LA
| | |
| 13-01753 | 12/10/2014 | Claimant(s): Annalisa Mendez, Billye Turner, Catherine Hamilton, Daniel O'Malley, David Rubin, Dawn Rubin, Deborah Crowell, Delphaine Smith, Edwin Sanford, Harvey Trammell, Horacio Mendez, James Hamilton, John Turberville, Kerry Rinehart, Larry Davis, Marilyene Davis, Michael Long, Pamela Meador, Peter Isaac, Richard Turner, et al
Claimant Lawyers(s): Donald L. Ferguson, Michael E. Criden, Scott D. Hirsch
Respondent(s): Pershing LLC
Respondent Lawyers(s): Elizabeth F. Edwards
Arbitrator(s): Jeffrey M. Aboloff, Karen Roberts Washington, Clark Willis Richards
Hearing Site: Houston, TX
| | $0 |
| 13-01692 | 11/03/2014 | Claimant(s): Anita Carter, Bruce Smith, Charles Gruenwald Jr., Clyde Chisholm, Cynthia Dore, Don Landers, Fred Demarest, Gail Unglesby, George Forbes, Jason Graham, Jean Mayhall, Jerry Burris, Jessie Romig, John Wade, Jon Goeckel, Joseph Becker, Lynn Philippe, Mallory D'Amore, Mamie Baumann, Martha Witmer, et al
Claimant Lawyers(s): Chuck Gordon, Crystal Burkhalter, John Grinton, Phillip Preis
Respondent(s): Pershing LLC
Respondent Lawyers(s): Elizabeth F. Edwards
Arbitrator(s): Michele N. O'Brien, Brian P. Jakes, Mario Alberto Arteaga
Hearing Site: New Orleans, LA
| | $10,000 |
| 14-00486 | 10/30/2014 | Claimant(s): Jeffrey W. Miller, IRA
Claimant Lawyers(s): Jeffrey W. Miller
Respondent(s): Camille Tavares, Pershing LLC, Robert Michael, Thomas Phillips, First Allied Securities.
Respondent Lawyers(s): Anne K. Yannakakis, Jane Myers
Arbitrator(s): Benjamin B. Segel
Hearing Site: Cincinnati, OH
| | $0 |
| 14-00066 | 09/24/2014 | Claimant(s): Bruce Brookshire
Claimant Lawyers(s): Bruce C. Brookshire
Respondent(s): Pershing LLC, Peter Iapoce, Stephen Kaminski
Respondent Lawyers(s): Jane L. Myers
Arbitrator(s): Frederick H. Bruce
Hearing Site: Jackson, MS
| | $88 |
| 12-02477 | 11/27/2013 | Claimant(s): Michael Roy
Claimant Lawyers(s): Keith A. MacDonald
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jed L. Marcus
Arbitrator(s): John A. Goc, B. John Dill, David B. Beizer
Hearing Site: Boston, MA
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