| 13-01542 | 03/23/2015 | Claimant(s): Donna Ross
Claimant Lawyers(s): David M. White
Respondent(s): David Lerner Associates., David Lerner, Geoffrey Von Der Linden, Martin Lerner
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
|  | Expungement |
| 12-01806 | 06/25/2014 | Claimant(s): Frank J. Ferruggia IRA, Virginia A. Ferruggia, IRA, Frank J. and Virginia A. Ferruggia, JNT
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Alan Chodosh, Craig Nomberg, David Lerner Associates., David Lerner, John Dempsey, Martin Lerner, Martin Walcoe, Steven Sormani
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Bernard M. Levine, Michael A. Ruderman, Richard Lewis Zack
Hearing Site: Newark, NJ
| | $260,000 |
| 12-02244 | 06/03/2014 | Claimant(s): Joseph Ellison
Claimant Lawyers(s): James A. Sigler
Respondent(s): J.P. Morgan Securities, JPMorgan Chase Bank, N.A.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Richard M. Norman, Robert Edward Koondel, George Herman Frisch
Hearing Site: Los Angeles, CA
| | |
| 11-03404 | 04/09/2014 | Claimant(s): Hornung Family Trust
Claimant Lawyers(s): Brian H. Brick
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Gregory J. Getz, Peter A. Seibel, Salvatore J. Bate
Hearing Site: New York, NY
| | $0 |
| 11-01330 | 07/01/2013 | Claimant(s): Nifly, LLP
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): J.P. Morgan Securities Inc.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Sam Antar, Ellyn S. Roth, Dolores D. Balsamo
Hearing Site: New York, NY
| | $55,000 |
| 11-01514 | 08/21/2012 | Claimant(s): James Skidmore, Peggy Skidmore
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): J.P. Morgan Securities Inc.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Craig Scott Bartlett, Edith M. Novack, Paul Allan Massaro
Hearing Site: Newark, NJ
| | $0 |
| 11-02335 | 06/28/2012 | Claimant(s): J.P. Morgan Securities LLC
Claimant Lawyers(s): Eugene L. Small
Respondent(s): Keith Melanson
Respondent Lawyers(s): David L. Ward
Arbitrator(s): Nancy E. Watters, Arthur Thomas Carr
Hearing Site: Boston, MA
| | |
| 11-00571 | 05/04/2012 | Claimant(s): Dennis Herman
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Cheryl Black, Harold Eylward, J.P. Morgan Securities
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Edward Baer, James M. Baumann, Ann C. Northern
Hearing Site: New York, NY
| | $0 |
| 10-03421 | 03/21/2012 | Claimant(s): John Koren
Claimant Lawyers(s): David Valicenti
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Barry Quint, Kenneth Dymond, Sheri J. Caplan
Hearing Site: Hartford, CT
| | $0 |
| 10-05192 | 11/04/2011 | Claimant(s): CIBC World Markets Corp.
Claimant Lawyers(s): Lloyd S. Clareman
Respondent(s): Stanley Stern
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Ellyn S. Roth, Terrance J. Nolan, John Clark Van Steen
Hearing Site: New York, NY
| | |
