| 12-01789 | 06/26/2013 | Claimant(s): Alan Mintz
Claimant Lawyers(s): W. Scott Turnbull
Respondent(s): Collin Meyer, RBC Capital Markets LLC
Respondent Lawyers(s): Joseph Keenan
Arbitrator(s): William W. Bride, Alice J. Johnson, Steven E. Eisenberg
Hearing Site: Boca Raton, FL
|  | Expungement |
| 12-01880 | 06/24/2013 | Claimant(s): Andrea McMillan, Estate of Joan McMillan
Claimant Lawyers(s): Ryon M. McCabe
Respondent(s): Brent Deviney
Respondent Lawyers(s): Brent K. Deviney
Arbitrator(s): Carl Shechter, William R. Alheim, Will Murphy
Hearing Site: Boca Raton, FL
| | $983,199 |
| 12-02579 | 06/18/2013 | Claimant(s): Stanley Bergenfeld
Claimant Lawyers(s): Adam T. Rabin
Respondent(s): Michael Kerper
Respondent Lawyers(s): Harvey F. Friedman
Arbitrator(s): Alice J. Johnson, David Rich, John B. Sochacki
Hearing Site: Boca Raton, FL
| | $145,530 |
| 12-01422 | 06/17/2013 | Claimant(s): Wolf Friedman & Lillian Friedman Trust
Claimant Lawyers(s): Michael Hill
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Steven Ira Weinberger, Laurence V. Senn, Thomas Emory Carroll
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-00187 | 06/14/2013 | Claimant(s): Henry Hansen, Henry F. Hansen, IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-04256 | 06/10/2013 | Claimant(s): Richard Clawges
Claimant Lawyers(s): David Neuman
Respondent(s): Raymond Filorimo, Intervest International Equities Corp
Respondent Lawyers(s): Lloyd R. Schwed
Arbitrator(s): A. George Saks, Kimberly A. Gilmour, Robin Shenkin-Tepper
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206 |
| 10-04105 | 06/07/2013 | Claimant(s): Inversiones Interven, LTD
Claimant Lawyers(s): Robert H. Fernandez
Respondent(s): James Barry, Barry Financial Group
Respondent Lawyers(s): Allan M. Lerner, James D. Sallah, Robert L. Jennings
Arbitrator(s): Mark A. Buckstein
Hearing Site: Boca Raton, FL
| | $0 |
| 11-02005 | 05/31/2013 | Claimant(s): Estelle Mellow
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Investacorp.
Respondent Lawyers(s): Mark J. Astarita
Arbitrator(s): Gary M. Landau, Kimberly A. Gilmour, Michael J. Quarequio
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-03445 | 05/31/2013 | Claimant(s): Louis J. Alimena, Trustee
Claimant Lawyers(s): William H Champlin
Respondent(s): Michael Barron
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): David M. Levine, Martin M. Van Luven, Sidney Turner
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-00643 | 05/29/2013 | Claimant(s): Christina Beyerle, Ernst Beyerle
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Bryan Wiedersum, David Arlein, Jeffrey Sanders
Respondent Lawyers(s): S. Jonathan Vine
Arbitrator(s): Myron S. Dunay, Kimberly A. Gilmour, Harvey Alan Blicksilver
Hearing Site: Boca Raton, FL
| | Expungement |
