| 13-00764 | 02/12/2015 | Claimant(s): David Idas
Claimant Lawyers(s): William R. Ponsoldt
Respondent(s): Michael Blankenship, Michael Yost, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Marc S. Piven, Steven Gerard Goerke, Herbert Branitsky
Hearing Site: Boca Raton, FL
|  | $547,432 |
| 14-01072 | 02/12/2015 | Claimant(s): Efrosini Barish
Claimant Lawyers(s): Stephen D. Barish
Respondent(s): Park Avenue Securities LLC, Securian Financial Services.
Respondent Lawyers(s): Matthew D. Klafter, Neil S. Baritz
Arbitrator(s): Charles Hoffman
Hearing Site: Boca Raton, FL
| | $18,600 |
| 14-01282 | 02/04/2015 | Claimant(s): Robert Goard
Claimant Lawyers(s): Robert W. Goard
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
| | $0 |
| 12-00870 | 02/02/2015 | Claimant(s): Thomas Murray
Claimant Lawyers(s): Thomas M. Murray
Respondent(s): Christopher Guarino, Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Dorrith Leipziger, Mauricio Arcadier, Steven E. Eisenberg
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-01544 | 01/29/2015 | Claimant(s): Mary Steinlauf
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Fidelity Brokerage Services LLC, S. Scott Lain, Wendy Liebowitz
Respondent Lawyers(s): John Starnes
Arbitrator(s): Edwin D. Sherman, Mark R. Topper, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $0 |
| 14-02017 | 01/16/2015 | Claimant(s): Mickey McLellan
Claimant Lawyers(s): Mickey P. McLellan
Respondent(s): Peter Gouzos
Respondent Lawyers(s): Peter Alex Gouzos
Arbitrator(s): Peter A. Portley
Hearing Site: Boca Raton, FL
| | |
| 13-03554 | 01/05/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Robert Hirsch
Respondent Lawyers(s): Robert M. Hirsch
Arbitrator(s): Steven R. Reininger, Debra A. Jenks, Renaldy Jose Gutierrez
Hearing Site: Boca Raton, FL
| | |
| 13-03186 | 12/30/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Robert Nagy
Respondent Lawyers(s): W. Scott Turnbull
Arbitrator(s): Kimberly A. Gilmour, John E. Sutton, Bernice Leah Stander
Hearing Site: Boca Raton, FL
| | |
| 14-01222 | 12/29/2014 | Claimant(s): Scott Notowitz
Claimant Lawyers(s): Adam D. Palmer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): Robert A. Sauerberg, Walter John Chesney, Theodore Israel Herold
Hearing Site: Boca Raton, FL
| | |
| 13-00921 | 12/29/2014 | Claimant(s): Alfred Tombari
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Frances D. Sheehy
Hearing Site: Boca Raton, FL
| | Expungement |
