| 16-03046 | 06/04/2018 | Claimant(s): Hilary Musser, Cooper Management Co.
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Mitchell Silverman, Raymond, James & Associates.
Respondent Lawyers(s): Dominique E. Heller, Gianluca Morello
Arbitrator(s): Edward R. Niederriter, Donald Theodore Ryce, Harris Gally
Hearing Site: Boca Raton, FL
|  | Expungement |
| 17-03206 | 05/29/2018 | Claimant(s): Selma Melliza
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael J. Quarequio
Hearing Site: Boca Raton, FL
| | $40,600 |
| 16-01829 | 05/23/2018 | Claimant(s): Bonnie Kaplan IRA, Eric Kaplan and Bonnie Kaplan JTWROS, E.Kaplan Ttee Multidisc.Bus. App. 401(k)
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Cory S. Zadanosky
Arbitrator(s): Richard J. Kaplan, Michael J. Quarequio, Sidney J. Wartel
Hearing Site: Boca Raton, FL
| | $862,117 |
| 16-02574 | 05/23/2018 | Claimant(s): Arlene H. Haft IRA, Richard J. Haft IRA, Richard J. Haft Living Trust
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): George G. Kurschner, Mark I. Roth, Scott Manker
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-00020 | 05/22/2018 | Claimant(s): Adam Goldstein, Jared Goldstein, Robert Goldstein, Estate of Herbert J. Goldstein
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley, Eugene Desoiza
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Carl Shechter, Edward R. Niederriter, Steven E. Eisenberg
Hearing Site: Boca Raton, FL
| | $36,984 |
| 17-01700 | 05/14/2018 | Claimant(s): Eugene Sessa
Claimant Lawyers(s): Lars Soreide
Respondent(s): Spencer Laufer, J.H. Darbie & Co..
Respondent Lawyers(s): Lawrence R. Gelber, Spencer David Laufer
Arbitrator(s): David P. Slater, Perry Earl Phillips, Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | $100,300 |
| 17-01525 | 05/14/2018 | Claimant(s): Elma McKenzie, Elma D. McKenzie IRA
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Karl Foust, HD Vest Advisory Services., HD Vest Investment Services
Respondent Lawyers(s): Eric J. Dec, Neil S. Baritz
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
| | $0 |
| 17-00448 | 05/08/2018 | Claimant(s): Giovanni Acevedo
Claimant Lawyers(s): Giovanni L. Acevedo
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): C. Bryce Benson
Arbitrator(s): William E. Schneider, Marie Katz, Mimi Vivien Turin
Hearing Site: Boca Raton, FL
| | |
| 17-00416 | 05/03/2018 | Claimant(s): Jeremy Lansat, Joel Lansat
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Christopher M. Sacco, Joelle Simms
Arbitrator(s): Mark C. Perry, Ronald F. Rohe, Monroe Mitchel
Hearing Site: Boca Raton, FL
| | |
| 17-02040 | 04/30/2018 | Claimant(s): Ryan Kuhn
Claimant Lawyers(s): Ryan Michael Kuhn
Respondent(s): Benjamin Gordon, BG Strategic Advisors LLC
Respondent Lawyers(s): Jennifer A. Schwartz
Arbitrator(s): Monroe Mitchel, Berthold T. Berkwich, Marie G. Peterson
Hearing Site: Boca Raton, FL
| | |
