| 20-01530 | 12/09/2020 | Claimant(s): RONALD RADNER
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Edward Jones
Respondent Lawyers(s): Wesley Holston
Arbitrator(s): Louis David Huss
Hearing Site: Boca Raton, FL
| | |
| 20-01610 | 12/07/2020 | Claimant(s): James Springer
Claimant Lawyers(s): Nisha S. Wright
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Paul R. Harris
Arbitrator(s): David P. Slater, Kimberly A. Gilmour, Rosemarie Elizabeth Stoffo
Hearing Site: Boca Raton, FL
| | |
| 20-01476 | 12/03/2020 | Claimant(s): Kevin Wolf
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
| | |
| 20-01160 | 12/01/2020 | Claimant(s): Altin Tirana
Claimant Lawyers(s): Chan Nam
Respondent(s): Molly Lieberman
Respondent Lawyers(s): Molly Lieberman
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
|  | Expungement |
| 20-01462 | 11/30/2020 | Claimant(s): Timothy Atyeo
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Randy R Freedman
Hearing Site: Boca Raton, FL
| | |
| 20-02552 | 11/27/2020 | Claimant(s): Ettore Ventrice, Noah Rubin
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | |
| 20-00371 | 11/20/2020 | Claimant(s): Marina Bulyguina
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): EFG Capital International
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Jason Allen Rosner
Hearing Site: Boca Raton, FL
| | |
| 19-02559 | 11/20/2020 | Claimant(s): John Didomenico, on behalf of his IRA
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Daniel Raupp, Concorde Investment Services
Respondent Lawyers(s): Gerry Kowalski, Tanya S. Lambrechts
Arbitrator(s): Richard J. Kaplan, Joseph Benalt, Robert G. Falbisaner
Hearing Site: Boca Raton, FL
| | Dismissed |
| 20-01563 | 11/20/2020 | Claimant(s): Barbara Ciany-Murray
Claimant Lawyers(s): Barbara M. Ciany-Murray
Respondent(s): Robert Turley, Independent Financial Group.
Respondent Lawyers(s): Sarah J. Kreisman
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
| | $0 |
| 19-00636 | 11/18/2020 | Claimant(s): Barbara Brody Revocable Trust, Richard Brody Revocable Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): Leslie L. Cooney, Will Murphy, Linda M. Foster-Wells
Hearing Site: Boca Raton, FL
| | $0 |
