23-01288 | 10/03/2024 | Claimant(s): Elizabeth Deluca, Louis Deluca, UBS. Claimant Lawyers(s): Jeffrey Erez Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): G. Wayne Hillis Arbitrator(s): John B. Sochacki, Stephanie Jeannette Charny, Gustavo Gutierrez Hearing Site: Boca Raton, FL
| | $14,266,100 |
24-00110 | 09/26/2024 | Claimant(s): Tony Toska Claimant Lawyers(s): Harris Freedman Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL
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23-01915 | 09/25/2024 | Claimant(s): Donna Berman, Teresa Davis Claimant Lawyers(s): Donna Jules Berman Respondent(s): Daniel Pikula, Emerson Equity LLC Respondent Lawyers(s): Chad Weaver, Jeffrey L. Cox Arbitrator(s): David P. Slater, Leonard Michael Cusano, Jeremy Attia Hearing Site: Boca Raton, FL
| | $0 |
23-01624 | 09/19/2024 | Claimant(s): Ramesh Madhusudan Claimant Lawyers(s): Randi Perry Spallina Respondent(s): Raymond James Financial Services., Vfinance Investments Respondent Lawyers(s): Laura Ruiz Rivera, William Groeneveld Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL
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24-00654 | 09/17/2024 | Claimant(s): Clinton Wilson Claimant Lawyers(s): Nathan Lamb Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): M W Gear, Ellen J. Abrams, Michael John Florio Hearing Site: Boca Raton, FL
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23-01164 | 08/28/2024 | Claimant(s): First Republic Investment Management, First Republic Securities Company Claimant Lawyers(s): Leonard Weintraub Respondent(s): Steven Levine Respondent Lawyers(s): Michael S. Taaffe Arbitrator(s): Ronald Howard Filler, Robert Lawrence Ostrov, Mark H Schiff Hearing Site: Boca Raton, FL
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23-01087 | 08/27/2024 | Claimant(s): Scott Berenson Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Sara Soto Arbitrator(s): Nancy J. Cliff, Richard Kuper, Nancy Rosenbaum Kessler Hearing Site: Boca Raton, FL
| | Expungement |
23-02724 | 08/22/2024 | Claimant(s): Paul Zoch Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffrey D. Rodgers Arbitrator(s): Nancy J. Cliff Hearing Site: Boca Raton, FL
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23-01670 | 08/12/2024 | Claimant(s): Harriet Moskowitz Claimant Lawyers(s): Chase Carlson Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Randy R Freedman, Virginia Lee Perez-Berry, Melanie Anne Dernis Hearing Site: Boca Raton, FL
| | Expungement |
22-02810 | 08/07/2024 | Claimant(s): Sandra Stahlke, William Stahlke Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Michael J. Quarequio, Joseph Benalt, Stephenie Dorris Hearing Site: Boca Raton, FL
| | Expungement |