FINRA Awards for Demian J. Betz

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Displaying 11-20 out of 82 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-00489	10/22/2020	Claimant(s): Gerard Taylor Claimant Lawyers(s): Michael Bessette Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI
20-01127	10/12/2020	Claimant(s): Dustin Elliott Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX
18-03398	08/24/2020	Claimant(s): George Wildrick Claimant Lawyers(s): Frank Aiello Respondent(s): Wells Fargo Clearing Services, Robert Lyons Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Barry Goldman, Patrick R. Sughroue, Tracy L. Allen Hearing Site: Detroit, MI		$54,532
19-03158	07/17/2020	Claimant(s): Christopher Hall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charleston, WV
19-02555	06/01/2020	Claimant(s): Michael Cowan Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Demian J. Betz Arbitrator(s): Leslie L. Cooney Hearing Site: Boca Raton, FL
18-04350	03/19/2020	Claimant(s): Mary Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA
19-02191	03/16/2020	Claimant(s): David Sipe Claimant Lawyers(s): Frances Menzer Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA
19-00493	11/26/2019	Claimant(s): Robert Burns Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): James W. Geiger Hearing Site: Boca Raton, FL
18-01147	10/10/2019	Claimant(s): Virginia Transfomer., Prabhat Jain, Santosh Jain Claimant Lawyers(s): David E. Robbins Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Elliot B. Platt, Donita M. King, Peter H. Goldberg Hearing Site: Richmond, VA		$0
18-04334	07/18/2019	Claimant(s): Adam Schwallier Claimant Lawyers(s): Harris Freedman Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI