Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01142 | 04/28/2021 | Claimant(s): William Phillips Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc., UBS Financial Services Inc. Respondent Lawyers(s): Christopher M. Sacco, Omar Perez Arbitrator(s): Neil Harvey Smith Hearing Site: Nashville, TN | ||
| 20-02348 | 04/16/2021 | Claimant(s): Mark Martiak Claimant Lawyers(s): Thomas McEvoy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard Gee Hearing Site: New York, NY | ||
| 20-02545 | 04/14/2021 | Claimant(s): John Caroli Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Susan C Lushing Hearing Site: New York, NY | ||
| 20-02561 | 04/01/2021 | Claimant(s): Bertin Stuckart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | ||
| 20-02891 | 04/01/2021 | Claimant(s): Eric Haubert Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard W. Dissen Hearing Site: Columbus, OH | ||
| 20-03221 | 03/18/2021 | Claimant(s): Angus Miller Claimant Lawyers(s): Sarah Yates Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ | ||
| 20-02437 | 03/17/2021 | Claimant(s): Peter McColgan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Stephen P. Calardo Hearing Site: Cincinnati, OH | ||
| 20-01903 | 03/12/2021 | Claimant(s): James Shoffner Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO | ||
| 20-03035 | 03/11/2021 | Claimant(s): Andrew Arnold Claimant Lawyers(s): Brian Luther Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): James A. McIntosh Hearing Site: Louisville, KY | ||
| 20-02477 | 02/24/2021 | Claimant(s): Timothy Davis Claimant Lawyers(s): Stephan Louviere Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA |