| 12-02880 | 05/20/2014 | Claimant(s): Betsy Sachs, Brooke Sachs
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): David L. Ward
Arbitrator(s): Gerard S. Marsan, Jeffrey G. Sommers, Carol Di Natale
Hearing Site: Boston, MA
|  | $35,821 |
| 12-01357 | 11/06/2013 | Claimant(s): Thomas B. Weigand and Irene M. Weigand
Claimant Lawyers(s): Ronald M. Rowars
Respondent(s): Christopher Sinkula, Citigroup Global Markets., Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner, Sean J. Coughlin
Arbitrator(s): James A. Collins, Robert J. Buchner, Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-02827 | 10/28/2013 | Claimant(s): CCO Investment Services Corp., RBS Citizens, N.A.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Stacie Weber, Steven Tetens, Janney Montgomery Scott LLC
Respondent Lawyers(s): Christopher Stief, David K. Silverberg
Arbitrator(s): Stuart M. Schwartz, Sheldon Dinowitz, Steven C. Kempisty
Hearing Site: Albany, NY
| | |
| 12-00417 | 05/22/2013 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): David Sweeney
Respondent Lawyers(s): Brian Kennedy
Arbitrator(s): Saul Scheier
Hearing Site: New York, NY
| | |
| 12-00278 | 04/25/2013 | Claimant(s): Marc Brody
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Myron E. Levenson, Herbert Branitsky, Sonja Shuford
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-02438 | 04/22/2013 | Claimant(s): Benjamin Vinton, Benjamin Vinton III Irrevocable Trust, Yvonne J. Vinton Residential Trust, Yvonne J. Vinton Trust DTD 2/16/98
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Caryl S. Bernstein, Bernard Herman, Charles C. Fox
Hearing Site: Wilmington, DE
| | Expungement |
| 11-04716 | 04/19/2013 | Claimant(s): Joanne Gould, Michael Gould
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): John Vassalotti
Arbitrator(s): Joseph L. Bernstein, Daniel P. Lund, Harvey Russell Preston
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-02735 | 04/19/2013 | Claimant(s): Meltport Pension Trust
Claimant Lawyers(s): James N. Perich
Respondent(s): Kimberly Krapp, Richard Crist, Janney Montgomery Scott LLC
Respondent Lawyers(s): Carrie L. Chelko
Arbitrator(s): Jeffrey M. Bain
Hearing Site: Pittsburgh, PA
| | Expungement |
| 11-03239 | 03/12/2013 | Claimant(s): Donna Cleveland
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): James J. Fishman, Evdokia Sofos, Ann P. Bruch
Hearing Site: New York, NY
| | $0 |
| 12-00701 | 02/15/2013 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clark
Respondent(s): Fred Bergdoll
Respondent Lawyers(s): Joseph C. Korsak
Arbitrator(s): Margaret Mary Crumley, Anthony V. La Manna, Robert Alan Mayer
Hearing Site: Philadelphia, PA
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