| 20-03672 | 04/06/2021 | Claimant(s): Hans Hoehn
Claimant Lawyers(s): Nathan Lamb
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Gregory Douglas Stone
Hearing Site: Los Angeles, CA
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| 20-01761 | 02/01/2021 | Claimant(s): VIncent Montanti
Claimant Lawyers(s): Ronald Shindler
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
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| 20-01336 | 12/18/2020 | Claimant(s): Kassie Soulek
Claimant Lawyers(s): Brian Luther
Respondent(s): SII Investments.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Milwaukee, WI
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| 20-01199 | 10/29/2020 | Claimant(s): Kevin Mcbarron
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Sagepoint Financial., SII Investments.
Respondent Lawyers(s): Eric A. Michaels, James V. Noblett
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 20-00197 | 09/24/2020 | Claimant(s): Dale Cebert
Claimant Lawyers(s): Harris Freedman
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
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| 20-00502 | 08/20/2020 | Claimant(s): Joshua Barron
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
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| 19-01639 | 04/17/2020 | Claimant(s): Steven Margulin
Claimant Lawyers(s): Tyson W. Kovash
Respondent(s): Centaurus Financial., National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels, Michael West
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
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| 19-02037 | 03/23/2020 | Claimant(s): James Bishopp
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SunAmerica Securities., National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels, James V. Noblett
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
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| 19-01864 | 02/27/2020 | Claimant(s): Nick Meyers, Philip Stern
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Kyle Osting
Arbitrator(s): Jim Geiger
Hearing Site: Wilmington, DE
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| 18-02445 | 12/19/2019 | Claimant(s): Robert Yanik, August & Helen Revocable Living Trust
Claimant Lawyers(s): Jason T. Albin
Respondent(s): LPL Financial LLC, Bradley Fischer
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Mauricio Kohn, Patrick R. Sughroue, Tracy L. Allen
Hearing Site: Detroit, MI
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