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FINRA Awards for Raymond James Financial Services.

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Displaying 181-190 out of 193 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0260007/09/2008Claimant(s): Julie Maleitzke, Estate of Gary L. Maleitzke, Deceased
Claimant Lawyers(s): William K. Murphy
Respondent(s): Brent Kerstetter, Raymond James Financial Services., Michelle Dean
Respondent Lawyers(s): John I. Bain, Kelli Bullington
Arbitrator(s): Patrick R. Sughroue, Benjamin A. Kerner, Thomas L. Imbrunone
Hearing Site: Detroit, MI
Checkmark Icon$0
06-0416504/28/2008Claimant(s): Johnnie Lloyd
Claimant Lawyers(s): Tarya A. Tribble
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Joseph L. Larrinaga
Arbitrator(s): Beverly S. Gordon, Richard J. Fuller, David L. Walby
Hearing Site: Tampa, FL
07-0136104/15/2008Claimant(s): Sheila Segrest, Sheila Segrest as next friend of Anna Br
Claimant Lawyers(s): Leah O. Taylor
Respondent(s): Ann Holman, Maxine Chappell, Raymond James Financial Services., Raymond, James & Associates., AIG SunAmerica Life Assurance Co., Chappell & Holman Financial Advisors, In
Respondent Lawyers(s): Bruce W. Barnes, Joseph L. Larrinaga
Arbitrator(s): Lita S Menkin, Todd Edward Phillips, Daniel T. Hull
Hearing Site: Birmingham, AL
Checkmark Icon$36,917
06-0274004/11/2008Claimant(s): Jesse Villarreal
Claimant Lawyers(s): Kevin Keaney
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Leslie R. Murtagh
Arbitrator(s): James John Jurinski, Martha Jeanne Wilcoxson, John Robert Oreskovich
Hearing Site: Portland, OR
06-0386004/03/2008Claimant(s): Larry Muehlstein, Larry J. Muehlstein IRA
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): George Jackson, Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Linda Fairchild, Joyce Alana Jolley, A.J. Seier
Hearing Site: Orlando, FL
Checkmark Icon$0
06-0407403/28/2008Claimant(s): Charles B., and Denise P. Lee
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): John Moseley, Raymond James Financial Services.
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): Phillip Lee Scheldt, W. Donald Parr, James Douglas Haigh
Hearing Site: Dallas, TX
Checkmark Icon$225,375
07-0136302/29/2008Claimant(s): David Dawsey
Claimant Lawyers(s): Leah O. Taylor
Respondent(s): Ann Holman, Maxine Chappell, Raymond James Financial Services., AIG SunAmerica Life Assurance Co., Chappell & Holman Financial Advisors, In
Respondent Lawyers(s): Bruce W. Barnes, Joseph L. Larrinaga
Arbitrator(s): Robert G. Brunton, Ralph S. Paden, Daniel T. Hull
Hearing Site: Birmingham, AL
Checkmark Icon$0
07-0021302/21/2008Claimant(s): John Babalis
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Kevin Graham, Raymond James Financial Services., Thomas Harrington
Respondent Lawyers(s): Leslie R. Murtagh
Arbitrator(s): Kenneth Kleeman, Henry G. Plaster, Wesley C. Wilson
Hearing Site: Charleston, WV
06-0349101/03/2008Claimant(s): Kathryn Honea
Claimant Lawyers(s): J. Timothy Francis
Respondent(s): Bernard Michaud, Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Victor L. Hayslip, Ronald Griffith Wilkins, Suzette Merriam Foster
Hearing Site: Birmingham, AL
Checkmark Icon$0
06-0042912/20/2007Claimant(s): Marvice Dodds, Mary Dodds, Dodds Body Works., Marvice & Mary Dodds TTEE Dodds
Claimant Lawyers(s): Francis A. Kovacs
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Joseph L. Larrinaga
Arbitrator(s): Susan K. Hollenbach, Mary D. Stevenson, Richard R. Edmister
Hearing Site: Columbus, OH
Checkmark Icon$0

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