| 13-00024 | 10/28/2013 | Claimant(s): Patricia Armstrong
Claimant Lawyers(s): James L. Kauffman
Respondent(s): Raymond James Financial Services., Morgan Stanley & Co.
Respondent Lawyers(s): Terrence A. Bostic, William A. Hohauser
Arbitrator(s): Douglas Earl McLaren, Joyce A. Mitchell, Olivia Milbank Farrar
Hearing Site: Washington, DC
|  | $0 |
| 13-00067 | 10/08/2013 | Claimant(s): Justin Maine
Claimant Lawyers(s): Justin S. Maine
Respondent(s): John Arrick, Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): James M. Tipton
Hearing Site: Dallas, TX
| | $0 |
| 12-01477 | 08/07/2013 | Claimant(s): Gloria Gambardella
Claimant Lawyers(s): Samantha Tesser Haimo
Respondent(s): Raymond James Financial Services., Suzanne Moore
Respondent Lawyers(s): Terrence A. Bostic
Arbitrator(s): Alan James Jacoby, Linda T. Pellegrino, Mia Scanga
Hearing Site: Newark, NJ
| | $0 |
| 12-01905 | 07/22/2013 | Claimant(s): Robert Melkesian, Carl Deters IRA
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): James John Jurinski, Bert P. Krages, Grant Franklin Yoakum
Hearing Site: Portland, OR
| | $132,095 |
| 12-03909 | 05/30/2013 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Jason Steele
Respondent Lawyers(s): Jason Leon Steele
Arbitrator(s): Thomas W. Allen
Hearing Site: Raleigh, NC
| | |
| 12-00288 | 05/01/2013 | Claimant(s): Robert Fenyk
Claimant Lawyers(s): Norman E. Watts
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Ronald L. Cheney, Susan E. Maloney, Morton S. Bunis
Hearing Site: Boston, MA
| | |
| 12-01324 | 04/26/2013 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Jennifer R. Seltenrich
Respondent(s): Richard Westerman
Respondent Lawyers(s): Richard Herbert Westerman
Arbitrator(s): Bonny Kathleen Riggs, Robert M. Stein, Jerome O. Cohen
Hearing Site: Seattle, WA
| | |
| 11-02508 | 04/24/2013 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Chad Andrews, Raymond James Financial Services.
Respondent Lawyers(s): Kelli Bullington, Peter Gardner
Arbitrator(s): Rolf V. Aronsen, Andrew R. Dick, John J. Sagness
Hearing Site: Des Moines, IA
| | |
| 10-05742 | 01/28/2013 | Claimant(s): Julie Ossi, Michael Ossi
Claimant Lawyers(s): Michael Hill, Scott J. Link
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin L. Linehan
Arbitrator(s): Simone Sicola, J. Porter McClean, Daniel P. Lund
Hearing Site: Jacksonville, FL
| | Expungement |
| 11-02178 | 01/08/2013 | Claimant(s): Chaiha Rhee, Diane Weeks, Gerald Chickillo, Jack Duncan, Janet Murphy, Linda Chernisky, Tonya Chickillo, RT Solutions, Estate of Wesley Weeks by Diane Weeks,
Claimant Lawyers(s): John S. Chapman
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance Bostic
Arbitrator(s): Paul Davis Pearlstein, Michael R. Snow, Jane A. Smith
Hearing Site: Washington, DC
| | $0 |
