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FINRA Awards for Rolf V. Aronsen

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0056106/30/2016Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Michelle Leisen, Wealth Planning Group
Respondent Lawyers(s): Joel Schroeder
Arbitrator(s): AnnDrea M. Benson, Rolf V. Aronsen, Susan M. Sanger
Hearing Site: Minneapolis, MN
11-0250804/24/2013Claimant(s):
Claimant Lawyers(s):
Respondent(s): Chad Andrews, Raymond James Financial Services.
Respondent Lawyers(s): Kelli Bullington, Peter Gardner
Arbitrator(s): Rolf V. Aronsen, Andrew R. Dick, John J. Sagness
Hearing Site: Des Moines, IA

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