| 17-01181 | 05/02/2018 | Claimant(s): Michael Garrett
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Christine L. Stetson
Hearing Site: New Orleans, LA
|  | Expungement |
| 16-02031 | 04/02/2018 | Claimant(s): Loyd Guinn, Sandra Guinn
Claimant Lawyers(s): Steven G. Durio
Respondent(s): LPL Financial LLC, Steven Darden, William Financial Advisors
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Jeff Abrams, Ashley Lucile Belleau, Mark A. Myers
Hearing Site: New Orleans, LA
| | Expungement |
| 16-00068 | 03/28/2018 | Claimant(s): Glenn Kelley, Kevin Kelley, Timothy Kelley, Succession of Patricia A. Cleary
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): J.P. Morgan Securities, William Vanlandingham
Respondent Lawyers(s): Jeffrey L. Oakes, John W. Hite
Arbitrator(s): Daniel J. Pagnano, William Gilbert Faulk, Imre Stephen Szalai
Hearing Site: New Orleans, LA
| | Expungement |
| 16-01039 | 02/16/2018 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Donald Newton
Respondent Lawyers(s): Nicholas J. Wehlen
Arbitrator(s): William Gilbert Faulk, William John Sommers, Kevin Spencer Grant
Hearing Site: New Orleans, LA
| | |
| 16-00013 | 12/19/2017 | Claimant(s): H. Labban, Kevin Labban, Labban Futures LLC, Labban Real Estate LLC, Melton Labban Investments LLC, Jacquelyn McAdams Family Trust, James Melton Grandchildren Trust, James Melton Grantor Trust
Claimant Lawyers(s): Andrew J. Mytelka, Jeannie M. Urbani
Respondent(s): Morgan Stanley, Kim Isaacson
Respondent Lawyers(s): Beth A. Black
Arbitrator(s): Barbara L. Edin, Onnig Hatchig Dombalagian, Stephen Edgar Eisenbraun
Hearing Site: New Orleans, LA
| | $0 |
| 16-02751 | 12/08/2017 | Claimant(s): Katherine Felton
Claimant Lawyers(s): Erick T. Haman
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Robert L. Yeager, Ashley Lucile Belleau, Rene Guas
Hearing Site: New Orleans, LA
| | Dismissed by Rule 12206 |
| 17-01865 | 12/01/2017 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Brandon Duncan
Respondent Lawyers(s): Brandon Avery Duncan
Arbitrator(s): C. Sumpter Logan
Hearing Site: New Orleans, LA
| | |
| 16-02543 | 09/11/2017 | Claimant(s): Paul Saltaformaggio
Claimant Lawyers(s): John W. Joyce
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton, Jr.
Arbitrator(s): Dale A. Kaliszeski, Ashley Lucile Belleau, Onnig Hatchig Dombalagian
Hearing Site: New Orleans, LA
| | |
| 15-02085 | 12/14/2016 | Claimant(s): David Covington
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Raymond C. Kerr, Barbara L. Edin, Daniel J. Pagnano
Hearing Site: New Orleans, LA
| | Expungement |
| 15-00187 | 08/19/2016 | Claimant(s): Gene Jones, Succession Representative of Thomas Jone
Claimant Lawyers(s): Jessica Vasquez
Respondent(s): Raymond James Financial Services., Scottie Traylor, Trey Curtis
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Mark A. Myers, Rene Guas, William Gilbert Faulk
Hearing Site: New Orleans, LA
| | Expungement |
