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FINRA Awards for Timothy B. Atkins

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Displaying 11-20 out of 34 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0030604/18/2017Claimant(s): Revocable Trust of Samuel M. Fineman
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Allen Kilik, Peter A. Portley, Lisa Jane Austein
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
16-0160112/22/2016Claimant(s): Ann MacLean, Donald MacLean, Ann MacLean IRA, Donald MacLean IRA
Claimant Lawyers(s): Howard Rosenfield, Joshua Kons
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
Checkmark Icon$37,531
16-0046710/10/2016Claimant(s): Harold Sherman
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley & Co., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest, Timothy B. Atkins
Arbitrator(s): Marc T. Danon, Raymond E. Cornelius, Richard Merritt Langway
Hearing Site: Orlando, FL
Checkmark IconExpungement
14-0111107/01/2016Claimant(s): Joyce Sullivan
Claimant Lawyers(s): Pamela R. Jones
Respondent(s): John King
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Alan A. Sachs
Hearing Site: Little Rock, AR
Checkmark IconExpungement
15-0298006/06/2016Claimant(s): James Collins
Claimant Lawyers(s): James C. Collins
Respondent(s): Byron Posadas, Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Alfred Brunette
Hearing Site: Tampa, FL
Checkmark Icon$0
12-0152310/06/2015Claimant(s): Mary Ramsey, The Mary A. Ramsey Living Trust
Claimant Lawyers(s): Mary A. Ramsey
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Amanda M. Cole, Mimi B. Osiason, Pamela Jeanne Rush
Hearing Site: Jacksonville, FL
Checkmark IconExpungement
14-0241209/17/2015Claimant(s): Carl Reidway
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): James M. Scutti
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
13-0342208/11/2015Claimant(s): Elayne Wasserman & Richard A. Wasserman
Claimant Lawyers(s): Rachelle Parks
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
13-0046304/16/2015Claimant(s): Loveda Anderson
Claimant Lawyers(s): William M. Winkel
Respondent(s): Barbara Zech, Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
13-0253001/29/2015Claimant(s): Christopher & Jacqueline Stone
Claimant Lawyers(s): Dave Maxfield
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Columbia, SC
Checkmark IconExpungement

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