| 19-02859 | 03/31/2020 | Claimant(s): Kevin Burkart
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Signator Investors.
Respondent Lawyers(s): James Noblett
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
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| 19-01032 | 03/05/2020 | Claimant(s): Nicole Robertson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Josef Rosen
Arbitrator(s): John P. Cullem
Hearing Site: Raleigh, NC
| | |
| 19-00050 | 02/27/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas K. Potter
Respondent(s): Walter Taylor
Respondent Lawyers(s): Walter G. Taylor
Arbitrator(s): John P. Cullem
Hearing Site: Raleigh, NC
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| 19-01145 | 01/07/2020 | Claimant(s): George Mathis
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): John P. Cullem, Gregory L. Hess, Lewis Gordon Brewer
Hearing Site: Orlando, FL
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| 18-00884 | 12/17/2019 | Claimant(s): Johnny Scott
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
|  | $0 |
| 19-00423 | 11/22/2019 | Claimant(s): Keith Davis
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): John P. Cullem, Howard A. Baker, Lewis Gordon Brewer
Hearing Site: Orlando, FL
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| 19-00495 | 11/19/2019 | Claimant(s): Stephen Martin
Claimant Lawyers(s): Matt Wolper
Respondent(s): LPL Financial LLC, UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms, Jon D. Kaplon
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
| | |
| 19-01708 | 11/06/2019 | Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Carolyn Neale
Respondent Lawyers(s): Carolyn Joan Neale
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
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| 17-02973 | 10/28/2019 | Claimant(s): Bob Pettitt, Brenda Viselli, Christian Harrison, David Wilkins, Elizabeth Hennigan, Elizabeth Ann Maddox, Jerald Harper, John Hayter, Johnny Ray Maddox, Joseph Cage, Michael Cage, Nina Hayter, Pamela White, Patricia Adams, Richard Beach, Roland Toups, Rory White, Susan Cage, Tracy Toups, Galilee Baptist Church, Jerald Harper 401k, Joe Cage IRA, John Hayter 401k, Nina Hayter 401k, Nina Hayter IRA, Pamela White IRA, Rory White IRA, Susan Cage IRA, Dorothy McClamroch Family LP, Charles Clark Pettitt Trust, Michele McDonald Trust FBO Jordan Cage, Michele McDonald Trust FBO Taylor Cage, Paul Gladden Pettitt Trust, Richard Eugene Pettitt Trust, Roy and Ann Fish Family Trust, Christian Service Program Institute
Claimant Lawyers(s): Frank "Kim" Breese
Respondent(s): Raymond, James & Associates., Thomas O'Brien
Respondent Lawyers(s): Stephen H. Kupperman
Arbitrator(s): John P. Cullem, Langfred W. White, Stuart K. Furman
Hearing Site: Jackson, MS
| | $3,488,930 |
| 16-02357 | 10/17/2019 | Claimant(s): James Danko
Claimant Lawyers(s): Curtis Carlson
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): John P. Cullem, Alison Hardage, David M. Snyder
Hearing Site: Tampa, FL
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