| 18-03864 | 07/31/2019 | Claimant(s): Julie Castillo
Claimant Lawyers(s): Julie Hermes Castillo
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Allen Kilik, Robert Lawrence Ostrov, Tiffany Jeanette Brown
Hearing Site: Boca Raton, FL
| | |
| 18-01530 | 07/22/2019 | Claimant(s): Gail Bardon, Thomas Bardon
Claimant Lawyers(s): Thomas Bardon
Respondent(s): Jesus Romero, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tanya S. Lambrechts
Arbitrator(s): Will Murphy, Donna Greenspan Solomon, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
|  | Expungement |
| 18-00421 | 04/12/2019 | Claimant(s): SSJD LLC
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | Expungement |
| 18-02076 | 12/14/2018 | Claimant(s): Trent Leyda
Claimant Lawyers(s): Jarrod J. Malone
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Bonnie A. Pearce, Andrew Jay Kohan, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | |
| 18-00971 | 09/21/2018 | Claimant(s): Robert Debbs
Claimant Lawyers(s): John D. Stewart
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | |
| 17-00640 | 07/31/2018 | Claimant(s): David Riker, Lynne Baldwin
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Allen Kilik, Monroe Mitchel, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-02414 | 03/02/2018 | Claimant(s): Barry Rubin
Claimant Lawyers(s): John Stewart
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | |
| 16-02083 | 02/02/2018 | Claimant(s): Julius Berkowitz&Estelle Berkowitz Trust
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Mark C. Perry, Robert Lawrence Ostrov, Stacey Rosenthal
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-00893 | 10/11/2017 | Claimant(s): Matthew Shafer
Claimant Lawyers(s): John D. Stewart
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): David G. Pittinos, Richard S. Herman, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | |
| 15-00709 | 03/29/2017 | Claimant(s): Luis Cummings-Carrero, Caribbean Anesthesia Society
Claimant Lawyers(s): Eric Quetglas-Jordan, Luis E. Minana
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Jaime E. Toro- Monserrate, Lawrence E. Fenster
Arbitrator(s): Richard E. Lauziere, James Sean Healey, Robert Lawrence Ostrov
Hearing Site: San Juan, PR
| | $4,423,180 |
