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FINRA Awards for David Riker

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0064007/31/2018Claimant(s): David Riker, Lynne Baldwin
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Allen Kilik, Monroe Mitchel, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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