Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01962 | 02/18/2020 | Claimant(s): Jahanguir Azodi Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc, Cetera Advisors LLC Respondent Lawyers(s): Jeremy Carr, Shelley Davenport Arbitrator(s): John R. Loss Hearing Site: Kansas City, MO | ||
| 19-02086 | 01/17/2020 | Claimant(s): Charles Mercer Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Mark A. Sipper Hearing Site: Louisville, KY | ||
| 19-01283 | 01/16/2020 | Claimant(s): Brian Addis Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Barry Goldman Hearing Site: Cincinnati, OH | ||
| 19-00879 | 12/13/2019 | Claimant(s): Jay Shah Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 19-00942 | 12/13/2019 | Claimant(s): Adam Stevko Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Robert J. Kheel Hearing Site: New York, NY | ||
| 19-00985 | 12/09/2019 | Claimant(s): David Pickler Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joshua Norton Arbitrator(s): Michael J. Ahlstrom Hearing Site: Memphis, TN | ||
| 19-01176 | 11/27/2019 | Claimant(s): Christopher Hobart Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Kalos Capital. Respondent Lawyers(s): John Williams Arbitrator(s): Susan L. Luck Hearing Site: Charlotte, NC | ||
| 19-00882 | 11/19/2019 | Claimant(s): G. Diddel Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Parkland Securities Respondent Lawyers(s): Randolph F. Pistor Arbitrator(s): Albert Rizzo Hearing Site: New York, NY | ||
| 19-00130 | 11/13/2019 | Claimant(s): Joseph Glodek Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation, William Scott & Co. L.L.C. Respondent Lawyers(s): Fred N. Knopf, Robert C. Hess Arbitrator(s): Veronica Ann Williams Hearing Site: Newark, NJ | ||
| 18-03766 | 11/08/2019 | Claimant(s): John Kline Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): UBS Financial Services Inc., Janney Montgomery Scott LLC Respondent Lawyers(s): Jill Clarke, Jonathan C. Schwartz Arbitrator(s): Margaret Elizabeth Gee Hearing Site: Raleigh, NC |