| 18-02512 | 12/07/2018 | Claimant(s): Brian McDermott, Patricia McDermott
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): J.P. Morgan Securities, Wells Fargo Clearing Services, Kevin Mercer
Respondent Lawyers(s): Heidi E. VonderHeidi, Jeffery Rodgers, Kevin Allen Mercer
Arbitrator(s): Daniel Robbins
Hearing Site: New York, NY
|  | $600 |
| 18-02315 | 12/06/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Jeffrey Laboranti
Respondent Lawyers(s): Jeffrey Anthony Laboranti
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | |
| 18-02148 | 12/04/2018 | Claimant(s): Breanne Polonia
Claimant Lawyers(s): Cheryl S. Chang
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoffrey S. Beckham
Arbitrator(s): Kevin K. Forrester
Hearing Site: San Diego, CA
| | |
| 18-01896 | 12/03/2018 | Claimant(s): William Blake
Claimant Lawyers(s): John R. Snyder
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Deirdre Wolff, Sarah K. Yates
Arbitrator(s): Nancy E. Watters
Hearing Site: Washington, DC
| | |
| 18-00844 | 11/26/2018 | Claimant(s): Sean Fetterman
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): T.R. Bynum III
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
| | |
| 18-00537 | 11/19/2018 | Claimant(s): David Wiercinski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
| | |
| 18-01332 | 11/19/2018 | Claimant(s): Kenneth Meyers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services, UBS Financial Services Inc.
Respondent Lawyers(s): Simon M. Levy, Timothy N. Will
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Reno, NV
| | |
| 18-00247 | 11/16/2018 | Claimant(s): Edward Fox
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirde Wolff
Arbitrator(s): Michael S. Matek
Hearing Site: Milwaukee, WI
| | |
| 17-01222 | 11/15/2018 | Claimant(s): Robert Bakst, Silvia Bakst, Silvia Bakst Revocable Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Clearing Services, Robert Elkins
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Ronald A. Isackson, Jack A. Helms, Karl A. Vogeler
Hearing Site: Tampa, FL
| | Expungement |
| 18-00909 | 11/07/2018 | Claimant(s): Michele Kief
Claimant Lawyers(s): Craig Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Robert B. Kane, Kimberly A. Gilmour, Joseph Michael Librie
Hearing Site: Boca Raton, FL
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