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FINRA Awards for Edward Fox

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0002308/27/2019Claimant(s): Edward Fox
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Susanne J. Hollander
Hearing Site: Milwaukee, WI
18-0024711/16/2018Claimant(s): Edward Fox
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirde Wolff
Arbitrator(s): Michael S. Matek
Hearing Site: Milwaukee, WI

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