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FINRA Awards for Wells Fargo Clearing Services

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Displaying 301-310 out of 483 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0347303/30/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas Lewis
Respondent(s): Kevin Carroll
Respondent Lawyers(s): Kevin Joseph Carroll
Arbitrator(s): Jim Geiger
Hearing Site: Hartford, CT
19-0270903/27/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Joshua Norton
Respondent(s): Xiangyu Zhang
Respondent Lawyers(s): Franklin Tzeng
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
19-0254603/26/2020Claimant(s): Scott Tittle
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Edward Jones, Wells Fargo Clearing Services
Respondent Lawyers(s): Darren Goodman, Deirdre Wolff
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
18-0299203/23/2020Claimant(s): Frank Cunningham
Claimant Lawyers(s): Matthew Wilson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Benjamin F. Breslauer, Dana L. Bigman, Barry A. Fisher
Hearing Site: Los Angeles, CA
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18-0435003/19/2020Claimant(s): Mary Wagner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
19-0351203/19/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Leonard Gilroy-Solano
Respondent Lawyers(s): Leonard Daniel Gilroy-Solano
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
19-0207403/16/2020Claimant(s): Lawrence Eppolito
Claimant Lawyers(s): Matt Wolper
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Denise L. Presley
Hearing Site: Boston, MA
18-0237903/12/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Kevin Woods
Respondent(s): David Krikorian
Respondent Lawyers(s): Melinda Jane Steuer
Arbitrator(s): Philip Aaron Tymon, Kevin C. Coleman, Meredith F. Hoffman
Hearing Site: San Francisco, CA
19-0113303/12/2020Claimant(s): David Eller
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
18-0358003/09/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Adam Schachter
Respondent Lawyers(s): Adam Craig Schachter
Arbitrator(s): Steven R. Reininger, Daniel H. Yaffe, Ellen J. Abrams
Hearing Site: Boca Raton, FL

483 Results

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