| 21-00713 | 03/21/2023 | Claimant(s): Cary Kneedler, Delphine Baucom, Delphine N. Baucom as Sole Member of, Carry Kneedler, OBO IRA, Delphine Noble Baucom, General Partner, Delphine Noble Baucom. Sole Benefiary of
Claimant Lawyers(s): Frank C. Breese
Respondent(s): Wells Fargo Clearing Services, T. Robertson, William Haas
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): John P. Cullem, Langfred W. White, Susan G. Pinkston
Hearing Site: Jackson, MS
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| 22-02455 | 03/10/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Sara Soto
Respondent(s): Michael Boring
Respondent Lawyers(s): Michael Miller Boring
Arbitrator(s): Julian F. Santos
Hearing Site: Wilmington, DE
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| 22-02423 | 02/21/2023 | Claimant(s): John Rauch
Claimant Lawyers(s): Sandra D Grannum
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Theodore R. Bynum III
Arbitrator(s): James T. Carney, William L. White, John J. Neely
Hearing Site: Pittsburgh, PA
| | Expungement |
| 22-01992 | 02/15/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Valerie Holder
Respondent(s): Siria Pinkston
Respondent Lawyers(s): Siria Pylar Pinkston
Arbitrator(s): Nicole T. LeBoeuf
Hearing Site: Dallas, TX
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| 22-00840 | 02/14/2023 | Claimant(s): Christopher Falconer
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Jack Friedman, Sandra Holtzman, Marc B Adelman
Hearing Site: Jersey City, NJ
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| 21-02427 | 02/08/2023 | Claimant(s): Catalina Hernandez-Sanchez, Luis Juarez-Hernandez
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Jeff Kilgore, Brian James Tagtmeier, Mina Banerjee
Hearing Site: Houston, TX
| | Expungement |
| 21-02831 | 02/02/2023 | Claimant(s): Lawrence Denisoff
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccaraato
Arbitrator(s): Lawrence R. Maxwell, Subvet West, Diego Jesus Pena
Hearing Site: Dallas, TX
| | Expungement |
| 20-02796 | 02/02/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Vatsala Sahay
Respondent(s): Raymond James Financial Services., Kent Rhoades
Respondent Lawyers(s): Matthew B. Baum
Arbitrator(s): Scott T. Clavenna, Kim L. Kirn, Julie Marie Miller
Hearing Site: Little Rock, AR
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| 17-00299 | 01/30/2023 | Claimant(s): Wells Fargo Advisors, Wells Fargo Clearing Services, Kyle Herrman, Renee Crittenden
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Commerce Brokerage Services.
Respondent Lawyers(s): Corey Franklin
Arbitrator(s): Leah Murray Albert, Barry Goldman, Jane Cohen
Hearing Site: St. Louis, MO
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| 18-04156 | 01/11/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Joshua Horn
Respondent(s): Stephen Pendergast
Respondent Lawyers(s): David R. Clouston
Arbitrator(s): Steven R. Rolnick, Catherine Stewart, Cynthia Catherine Anger
Hearing Site: Hartford, CT
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