Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02441 | 05/03/2024 | Claimant(s): Nicole Maisner Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): LPL Financial LLC Respondent Lawyers(s): Bentley P. Stansbury Arbitrator(s): Benjamin F. Breslauer, Aurelio A. Garcia, Carmen Theresa Herrera Hearing Site: Los Angeles, CA |  | Expungement |
| 23-02932 | 04/29/2024 | Claimant(s): Chadwick Richards Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Harvey R. Linder Hearing Site: Nashville, TN | ||
| 23-01156 | 04/02/2024 | Claimant(s): Cynthia Couyoumjian Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC, First Allied Securities. Respondent Lawyers(s): Jeremy Wooden, Kelsey L. Vasko Arbitrator(s): Robert Rosen Hearing Site: Los Angeles, CA | ||
| 23-01418 | 03/25/2024 | Claimant(s): Scott Meyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 23-02628 | 03/19/2024 | Claimant(s): Ekua Anyanful Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Louis J. Weber Hearing Site: Dallas, TX | ||
| 23-01172 | 03/08/2024 | Claimant(s): Brett Ramsey Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): LPL Financial LLC, WFG Investments. Respondent Lawyers(s): David Williams, Rochelle Mayfield Arbitrator(s): John L. Krauss, Jeffrey Bruce Bailey, David Wesley McIntosh Hearing Site: Indianapolis, IN | ||
| 23-01199 | 03/06/2024 | Claimant(s): William Dendy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Mina Madani Hearing Site: Houston, TX | ||
| 23-02212 | 03/04/2024 | Claimant(s): John McCune Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Susan E. Maloney Hearing Site: Manchester, NH | ||
| 23-01882 | 03/01/2024 | Claimant(s): Cory Grandel Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): John James McGovern Hearing Site: Pittsburgh, PA | ||
| 23-01820 | 02/28/2024 | Claimant(s): Karen Guerrero Claimant Lawyers(s): Michael C. Bixby Respondent(s): LPL Financial LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | | Expungement |