| 22-00155 | 12/14/2022 | Claimant(s): Michael Self
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Prudential Equity Group, Piper Jaffray & Co.
Respondent Lawyers(s): Bridget Wherley, Jennifer E. Novoselsky
Arbitrator(s): Deana S. Peck, Richard Kent Mahrle, Matthew G. McGinnis
Hearing Site: Phoenix, AZ
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| 22-01045 | 12/12/2022 | Claimant(s): Robert Sorensen
Claimant Lawyers(s): Brian Luther
Respondent(s): Allstate Financial Services
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): William Michael Samsel
Hearing Site: Reno, NV
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| 22-00672 | 11/16/2022 | Claimant(s): Julian Marturano
Claimant Lawyers(s): Brian Luther
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): John W. Eichleay
Hearing Site: Pittsburgh, PA
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| 22-00839 | 08/31/2022 | Claimant(s): Stewart Graddick
Claimant Lawyers(s): Stewart T. Graddick
Respondent(s): Prudential Investment Mgmt Services LLC
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Sam Antar
Hearing Site: Jersey City, NJ
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| 21-02962 | 08/05/2022 | Claimant(s): Jeffrey Gollehon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Cleveland, OH
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| 21-03077 | 07/12/2022 | Claimant(s): James McAtee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Gregory G. Gocek
Hearing Site: Indianapolis, IN
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| 21-01197 | 04/20/2022 | Claimant(s): William Turner
Claimant Lawyers(s): Zachary Morse
Respondent(s): Allstate Financial Services
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Cindy L. Anderson
Hearing Site: Orlando, FL
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| 21-01563 | 04/05/2022 | Claimant(s): John Barber
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Mark A. Sipper
Hearing Site: Columbus, OH
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| 21-01120 | 04/04/2022 | Claimant(s): Brian Decker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Pacific West Securities.
Respondent Lawyers(s): Corporate Officer, Jennifer E. Novoselsky
Arbitrator(s): Stephany Adriene Watson, Joan M. Schroeder, Charles Scott McClellan
Hearing Site: Seattle, WA
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| 21-01283 | 03/17/2022 | Claimant(s): Anthony Riscili
Claimant Lawyers(s): James P. Galvin
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Susanne J. Hollander, Michael R. Sherwin, Alfonso Cobb
Hearing Site: Chicago, IL
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